Christopher J. Desimone

ALLSTATE FINANCIAL ADVISORS

Brick, NJ 08723-7147

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CRD#: 2359211

Professional summary

Christopher Joseph Desimone, who also goes by Chris Joseph Desimone, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Brick, New Jersey and ALLSTATE FINANCIAL SERVICES, LLC located in Brick, New Jersey.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Christopher has worked at 13 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Joseph Desimone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TRAILING COMMISSIONS FROM EVERLAKE, WILTON RE, LBL AND THE STANDARD POSITION: Agent NATURE: Servicing Allstate Legacy Business INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2025 ADDRESS: 249 BRICK BOULEVARD, BRICK NJ 08723, United States DESCRIPTION: Servicing Allstate Legacy Business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Joseph Desimone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2024 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 249 Brick Blvd, Brick, NJ 08723-7147

RIA

CRD#: 109524

Brick, NJ

Current

January 11, 2021 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 249 Brick Blvd, Brick, NJ 08723-7147

CRD#: 18272

Brick, NJ

Past

January 30, 2020 - December 22, 2020

ADVENT CAPITAL DISTRIBUTORS, LLC

CRD#: 299740

NEW YORK, NY

Past

April 19, 2017 - May 15, 2018

LOCORR DISTRIBUTORS, LLC

CRD#: 41782

EXCELSIOR, MN

Past

January 24, 2008 - December 31, 2012

AMERICAN CENTURY ADVISORY SERVICES, INC.

RIA

CRD#: 121974

KANSAS CITY, MO

Past

January 23, 2008 - April 20, 2017

AMERICAN CENTURY INVESTMENT SERVICES INC.

CRD#: 17437

KANSAS CITY, MO

Past

April 20, 2006 - January 22, 2008

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

RIA

CRD#: 138756

BOSTON, MA

Past

October 4, 2004 - April 20, 2006

AMUNDI ASSET MANAGEMENT US, INC.

RIA

CRD#: 107719

BOSTON, MA

Past

September 18, 2001 - January 22, 2008

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

Past

August 6, 1996 - August 1, 2001

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

November 6, 1995 - July 15, 1996

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

September 26, 1995 - November 16, 1995

REPUBLIC FINANCIAL SERVICES CORPORATION

CRD#: 38293

NEW YORK, NY

Past

June 24, 1993 - September 27, 1995

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(1/11/2021)

IAR

New Jersey
(5/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/29/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/1/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/29/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/15/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/17/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/9/1993

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher J. Desimone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Joseph Desimone's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

ADVENT CAPITAL DISTRIBUTORS, LLC

LOCORR DISTRIBUTORS, LLC

AMERICAN CENTURY ADVISORY SERVICES, INC.

AMERICAN CENTURY INVESTMENT SERVICES INC.

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

AMUNDI ASSET MANAGEMENT US, INC.

AMUNDI DISTRIBUTOR US, INC.

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CHARLES SCHWAB & CO., INC.

REPUBLIC FINANCIAL SERVICES CORPORATION

ESSEX NATIONAL SECURITIES, LLC

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/29/2024

Series 66

Date: 10/1/2004

Series 63

Date: 6/29/1993

SIE

Date: 5/15/2018

Series 7

Date: 1/17/1995

Series 6

Date: 6/9/1993

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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