Kenneth W. Bligh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth William Bligh was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1972. Kenneth had worked at 5 firms and has passed the Series 63, SIE, PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2005 - December 7, 2015
VANGUARD CAPITAL
March 23, 1994 - August 25, 2003
VANGUARD CAPITAL
October 30, 1991 - April 7, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 4, 1990 - December 3, 1991
WELLS FARGO CLEARING SERVICES, LLC
September 22, 1975 - September 4, 1990
BOETTCHER & COMPANY, INC.
May 20, 1975 - October 11, 1975
BACHE & CO INCORPORATED
March 14, 1972 - September 4, 1990
BOETTCHER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 7/19/1977
AMEX Put and Call ExamSeries 1
Date: 2/23/1972
Registered Representative ExaminationCurrent Firm
VANGUARD CAPITAL
CRD#: 22081 / SEC#: 801-71971, 8-39450
Contact information
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
