William E. Donovan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Edward Donovan was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1993. William had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2015 - December 2, 2019
ETF DISTRIBUTORS LLC
September 30, 2014 - April 3, 2023
VIRTUS INVESTMENT ADVISERS, LLC
May 25, 2005 - April 3, 2023
VP DISTRIBUTORS LLC
November 5, 2004 - January 7, 2005
MML INVESTORS SERVICES, LLC
January 5, 1998 - February 18, 2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
May 29, 1996 - February 18, 2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
January 20, 1996 - March 28, 1996
NYLIFE SECURITIES LLC
January 5, 1994 - September 12, 1995
VERAVEST INVESTMENTS, INC.
August 25, 1993 - December 3, 1993
IDS LIFE INSURANCE COMPANY
August 25, 1993 - December 3, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ETF DISTRIBUTORS LLC
CRD#: 166181 / SEC#: , 8-69191
Contact information
Documents
Red Flags
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