Dabney M. Daniel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dabney Maury Daniel was a registered financial professional .
Dabney is a previously registered financial professional and started their career in finance in 1993. Dabney had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2013 - September 6, 2018
PARTNERS CAPITAL SERVICES, INC.
February 1, 2013 - September 6, 2018
AMERICAN CAPITAL PARTNERS, LLC
January 17, 2012 - February 1, 2013
L.M. KOHN & COMPANY
January 17, 2012 - February 1, 2013
L.M. KOHN & COMPANY
January 12, 2011 - January 17, 2012
MIDSOUTH CAPITAL, INC.
September 26, 2005 - December 31, 2010
MIDSOUTH CAPITAL, INC.
September 15, 2005 - January 17, 2012
MIDSOUTH CAPITAL, INC.
April 23, 2003 - December 5, 2006
FAUQUIER, INC.
December 10, 1997 - September 19, 2005
DUNWOODY BROKERAGE SERVICES, INC.
January 9, 1997 - February 11, 1998
GUARDIAN INVESTOR SERVICES LLC
June 16, 1993 - October 21, 1996
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
PARTNERS CAPITAL SERVICES, INC.
CRD#: 127621 / SEC#: 801-79450
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARTNERS CAPITAL SERVICES, INC.
CRD#: 127621 / SEC#: 801-79450
Contact information
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 215 |
| AUM (Assets Under Management) | $ 94,085,513 |
Red Flags
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