John K. Mccarthy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Kevin Mccarthy was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 2 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2000 - February 12, 2015
GRANT STREET SECURITIES, INC.
March 28, 1996 - February 1, 2000
FIDELITY DISTRIBUTORS COMPANY LLC
June 4, 1993 - March 4, 1996
FEDERATED SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Series 2
Date: 6/18/1993
Non-Member General Securities ExaminationCurrent Firm
GRANT STREET SECURITIES, INC.
CRD#: 38765 / SEC#: , 8-48397
Contact information
Documents
Red Flags
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