George C. Boudouris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Charles Boudouris was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1994. George had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2013 - May 28, 2020
GALLATIN CAPITAL LLC
January 17, 2003 - April 1, 2008
CREDIT SUISSE SECURITIES (USA) LLC
July 14, 1999 - January 17, 2003
PERSHING LLC
June 7, 1999 - July 13, 1999
DEUTSCHE BANK SECURITIES INC.
January 1, 1994 - June 7, 1999
DB ALEX. BROWN LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GALLATIN CAPITAL LLC
CRD#: 124738 / SEC#: , 8-65718
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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