Aryeh I. Liwschitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aryeh Isaac Liwschitz was a registered financial professional .
Aryeh is a previously registered financial professional and started their career in finance in 1993. Aryeh had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2018 - April 9, 2019
ODEON CAPITAL GROUP LLC
November 6, 2017 - May 3, 2018
EQUITABLE ADVISORS, LLC
May 7, 2013 - January 5, 2015
CREDIT AGRICOLE SECURITIES (USA) INC.
May 26, 2010 - April 22, 2013
SANTANDER US CAPITAL MARKETS LLC
January 10, 2006 - May 23, 2007
CREDIT SUISSE SECURITIES (USA) LLC
May 11, 2004 - January 3, 2006
NATWEST MARKETS SECURITIES INC.
March 23, 2001 - May 3, 2004
COMMERZBANK CAPITAL MARKETS CORP.
September 15, 1997 - February 12, 2000
MORGAN STANLEY & CO. LLC
August 24, 1993 - February 13, 1995
DB ALEX. BROWN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ODEON CAPITAL GROUP LLC
CRD#: 148493 / SEC#: , 8-68033
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHWARTZBERG, EVAN | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 4577412 |
| VAN ALSTYNE, MATHEW HADLOCK | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 5616065 |
| DORFMAN, AARON PAUL | FINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 6158487 |
| TOLLA, CHRISTOPHER J | CHIEF COMPLIANCE OFFICER/CHIEF INFORMATION OFFICER | 5516420 |
| WOLF, THOMAS MICHAEL | SVP/ROSFP | 4509850 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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