Larry T. Nakamura
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Triston Nakamura was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1994. Larry had worked at 11 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2022 - September 3, 2024
CORIENT
June 29, 2006 - February 18, 2011
TORREY CAPITAL, INC.
January 3, 2005 - July 5, 2006
TORREY CAPITAL, LLC
March 28, 2003 - January 12, 2005
DUNHAM
March 28, 2003 - February 28, 2005
DUNHAM
December 3, 2002 - March 26, 2003
TORREY CAPITAL, LLC
March 28, 2002 - March 21, 2003
ENDATUM SECURITIES, INC.
February 12, 2002 - March 21, 2003
SAGIENT SECURITIES
February 16, 2001 - September 27, 2001
PROTRADER SECURITIES L.P.
July 15, 1998 - April 3, 2001
NEXA SECURITIES
May 20, 1996 - July 30, 1997
KENNEDY, CABOT & CO.
April 26, 1996 - May 10, 1996
WALDRON & CO., INC.
July 17, 1995 - April 18, 1996
INTERFIRST CAPITAL CORPORATION
May 16, 1995 - July 5, 1995
KENNEDY, CABOT & CO.
January 14, 1994 - April 3, 1995
INTERFIRST CAPITAL CORPORATION
Primary Firm SEC Registration
CORIENT
CRD#: 319448 / SEC#: 801-124978
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/30/1999
Limited Representative-Equity Trader ExamCurrent Firm
CORIENT
CRD#: 319448 / SEC#: 801-124978
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 109,685 |
| AUM (Assets Under Management) | $ 143,628,532,902 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/28/2024 | ||
| 10/27/2023 | ||
| 05/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
