Anthony G. Engrassia
Professional summary
Anthony Gerard Engrassia, ChFC®, who also goes by Tony Engrassia, is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Rocky Mount, North Carolina.
Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Anthony has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Gerard Engrassia's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 6, 2018 - Present
PROSPERITY CAPITAL ADVISORS
Office #1: 204 N. Winstead Avenue, Rocky Mount, NC 27804Office #2: 4907-b Bridges Street, Morehead City, NC 28557July 23, 2020 - November 2, 2020
MERCAP SECURITIES, LLC
October 8, 2003 - August 28, 2018
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
September 20, 1993 - August 28, 2018
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Primary Firm SEC Registration
PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/6/2018)
(2/1/2023)
Exams
Current Firm
PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
Contact information
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,823 |
| AUM (Assets Under Management) | $ 3,684,966,200 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PROSPERITY CAPITAL ADVISORS
CRD#: 156480Rocky Mount, NC 27804TRUST BUT VERIFY
Monitor Anthony Engrassia
Get automatic monthly alerts on:
