Eddy R. Stlouis
Professional summary
Eddy Ralph Stlouis was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Eddy is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Eddy had worked at 9 firms, which includes BIRCHTREE FINANCIAL SERVICES LLC, ROBERT THOMAS SECURITIES INC, FIRST MONTAUK SECURITIES CORP., MEYERS POLLOCK ROBBINS INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, MAIDSTONE FINANCIAL INC., PARAGON CAPITAL MARKETS INC., IDS LIFE INSURANCE COMPANY, AMERIPRISE FINANCIAL SERVICES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 1997 - November 20, 1997
BIRCHTREE FINANCIAL SERVICES LLC
January 10, 1997 - April 22, 1997
ROBERT THOMAS SECURITIES, INC
February 26, 1996 - December 31, 1996
FIRST MONTAUK SECURITIES CORP.
November 1, 1995 - March 5, 1996
MEYERS POLLOCK ROBBINS, INC.
August 29, 1994 - November 21, 1995
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 21, 1994 - August 5, 1994
MAIDSTONE FINANCIAL, INC.
February 22, 1994 - June 20, 1994
PARAGON CAPITAL MARKETS, INC.
June 14, 1993 - March 11, 1994
IDS LIFE INSURANCE COMPANY
June 14, 1993 - March 11, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BIRCHTREE FINANCIAL SERVICES LLC
CRD#: 15014 / SEC#: , 8-31632
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
