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AL

Allen W. Livingston

GOLDEN STATE EQUITY PARTNERS
Richmond, UT
Some features on this profile are disabled
CRD#: 2358582
AL

Professional summary

Allen W Livingston, who also goes by Allen Wayne Livingston, Allen Livingston, is a registered financial advisor currently at GOLDEN STATE EQUITY PARTNERS, LLC located in Richmond, Utah.

Allen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Allen has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Allen Wayne Livingston | Allen Livingston

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Marshall Wealth Advisors dba for Golden State Equity Partners, investment related, 127 W 390 S Richmond, UT 84333, Investment Adviser, start 12/2024, 160 hours/month, all during trading hours Licensed Insurance Agent, investment related, 127 W 390 S Richmond, UT 84333, Investment Adviser, start 12/2024, 20 hours/month, all during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allen W Livingston's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 5, 2024 - Present

GOLDEN STATE EQUITY PARTNERS, LLC

RIA
CRD#: 322879
Richmond, UT
Past

November 3, 2017 - June 9, 2025

ALLRED JACKSON FINANCIAL PLANNING, LLC

RIA
CRD#: 160139
NORTH LOGAN, UT
Past

November 19, 2010 - September 28, 2017

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
SPOKANE, WA
Past

December 15, 2008 - September 28, 2017

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
SPOKANE, WA
Past

July 1, 2003 - December 23, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SPOKANE, WA
Past

July 1, 2003 - December 23, 2008

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SPOKANE, WA
Past

November 21, 2001 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA
CRD#: 7471
SPOKANE, WA
Past

August 24, 2001 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

March 27, 1996 - September 4, 2001

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

January 2, 1996 - May 6, 1996

WS GRIFFITH SECURITIES, INC.

BD
CRD#: 10410
Past

November 29, 1993 - May 6, 1996

WS GRIFFITH SECURITIES, INC.

BD
CRD#: 10410
HARTFORD, CT
Past

June 1, 1993 - November 29, 1993

VP DISTRIBUTORS LLC

BD
CRD#: 3036
HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GOLDEN STATE EQUITY PARTNERS, LLC
ARENZANO CAPITAL | YOUNG GLOBAL WEALTH STRATEGIES, INC | VECTOR3 WEALTH MANAGEMENT | TRI-VALLEY WEALTH MANAGEMENT | TANGENT RETIREMENT | SCHNEIDER WEALTH MANAGEMENT | ORGAN PEAK FINANCIAL GROUP | MORNING STAR WEALTH MANAGEMENT | MARSHALL WEALTH ADVISORS | LONGEVITY WEALTH | LEGACY WEALTH MANAGEMENT | HIDDEN PEAK INVESTMENTS | HEART MOUNTAIN WEALTH MANAGEMENT | GOLDEN STATE EQUITY PARTNERS, LLC | ENRIQUEZ FINANCIAL GROUP | DESERT CITIES WEALTH MANAGEMENT | BAOBAB WEALTH MANAGEMENT | BAOBAB WEALTH ABROAD | AVELLA PRIVATE WEALTH | ASCENTIS INDEPENDENT ADVISORS | ARISE WEALTH MANAGEMENT | ARIMATHEA

CRD#: 322879 / SEC#: 801-126441

RIA
Registered Investment Advisory firm - (8/25/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Utah
(12/5/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/12/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/28/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/28/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/26/1996
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/28/1993
Investment Company Products/Variable Contracts Representative Examination

Current Firm

GS
GOLDEN STATE EQUITY PARTNERS, LLC
ARENZANO CAPITAL | YOUNG GLOBAL WEALTH STRATEGIES, INC | VECTOR3 WEALTH MANAGEMENT | TRI-VALLEY WEALTH MANAGEMENT | TANGENT RETIREMENT | SCHNEIDER WEALTH MANAGEMENT | ORGAN PEAK FINANCIAL GROUP | MORNING STAR WEALTH MANAGEMENT | MARSHALL WEALTH ADVISORS | LONGEVITY WEALTH | LEGACY WEALTH MANAGEMENT | HIDDEN PEAK INVESTMENTS | HEART MOUNTAIN WEALTH MANAGEMENT | GOLDEN STATE EQUITY PARTNERS, LLC | ENRIQUEZ FINANCIAL GROUP | DESERT CITIES WEALTH MANAGEMENT | BAOBAB WEALTH MANAGEMENT | BAOBAB WEALTH ABROAD | AVELLA PRIVATE WEALTH | ASCENTIS INDEPENDENT ADVISORS | ARISE WEALTH MANAGEMENT | ARIMATHEA

CRD#: 322879 / SEC#: 801-126441

RIA
Registered Investment Advisory firm - (8/25/2022 Approved)
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Contact information

Main Address
201 E. Sandpointe Ave Suite 460, South Coast Metro, CA 92707
Mailing Address
Phone number
(866) 273-1563
Established
Firm type
Fiscal year end
# of Employees
27

SEC notice filing (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GOLDEN STATE EQUITY PARTNERS PART 2A FIRM BROCHURE (9/8/2025)
GOLDEN STATE EQUITY PARTNERS PART 2A WRAP FEE BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts4,604
AUM (Assets Under Management)$ 880,384,165

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GOLDEN STATE EQUITY PARTNERS, LLC

CRD#: 322879Richmond, UT

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