PB
Patrick J. Barrett
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CRD#: 2358351
PB
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Joel Barrett, who also goes by Pat Barrett, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1993. Patrick had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Pat Barrett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Boys & Girls Club of Skagit County Investment Related: No Address: PO Box 947 Mount Vernon WA 98273 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Other,Charitible Organization with focus on after school youth services Start Date: 8/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Board Member... help with oversight and resource development efforts Business Name: The Antelope LLC Investment Related: No Address: 1809 Commercial Ave, Suite 100 Anacortes WA 98221 Nature of Business: Real Estate Position, Title or Relationship: Owner / Partner Partnership in LLC with my son, Eli Barrett owner of Pelican Bay Books Start Date: 5/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Will own and rent the building to tenants. My offices will not be part of the property. Business Name:BARRETT FINANCIAL COMMUNITY CARING PROJECT POSITION: Owner of Barrett Financial, Ltd. NATURE: Community/Charitable/Civic Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 08/26/2014 ADDRESS: 1809 Commercial Ave. - Suite 100, Anacortes WA 98221, United States DESCRIPTION: Primary decision maker Business Name: Bunk Sox Investment Related: No Address: 2817 J Ave. Anacortes WA 98221 Nature of Business: Other Other/None of the Above Manufacture and sales of Bunk Sox Position, Title or Relationship: Partner and business advisor Start Date: 12/2/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: $20,000 initial investment provides 50% Limited ownership in venture with a friend. Acting as an Angel Investor, primarily. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Jack N Joe, LLC Investment Related: Yes Address: 1809 Commercial Ave. Suite 100 ANACORTES WA 98221 Nature of Business: Real Estate Position, Title or Relationship: Partner, manager, Owner of Barrett Financial, tenant Start Date: 12/18/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Will lease and manage building Business Name: Patrick J Barrett 22nd St. House Rental Investment Related: No Address: 1809 Commercial Ave. - Suite 100 ANACORTES WA 98221 Nature of Business: Real Estate Position, Title or Relationship: Joint owner with Mary Staley, my partner Start Date: 11/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Landlord Business Name: BARRETT FINANCIAL, LTD. POSITION: President/Owner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 168 SECURITIES TRADING HOURS: 125 START DATE: 12/01/1987 ADDRESS: 1809 Commercial Ave. - Suite 100, Anacortes WA 98221 DESCRIPTION: President and Owner. Retain full risk and control of the business. No other partners... Financial Advisory for clients.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
April 19, 2016 - December 31, 2024
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
ANACORTES, WA
Past
May 13, 2011 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
Anacortes, WA
Past
May 13, 2011 - December 31, 2024
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Anacortes, WA
Past
May 23, 2002 - June 6, 2011
LPL FINANCIAL LLC
RIA
CRD#: 6413
ANACORTES, WA
Past
May 22, 2002 - June 6, 2011
LPL FINANCIAL LLC
BD
CRD#: 6413
ANACORTES, WA
Past
August 1, 2000 - May 22, 2002
PMG SECURITIES CORPORATION
BD
CRD#: 27107
ELGIN, IL
Past
June 14, 1993 - August 1, 2000
INVESTORS BROKERAGE SERVICES, INC.
BD
CRD#: 4257
ELGIN, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
