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Patrick Joel Barrett

CRD# 2358351·Registered 1993 - 2024
Previously Registered: Being a previously registered professional could mean that Patrick is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Patrick Joel Barrett, who also goes by Pat Barrett, was a registered financial advisor. Patrick was a previously registered financial professional and started their career in finance 1993 - 2024. Patrick had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Pat Barrett

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

KESTRA ADVISORY SERVICES, LLC·CRD# 283330
RIA
Anacortes, WA
April 19, 2016 - December 31, 2024
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
RIA
Anacortes, WA
May 13, 2011 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
Anacortes, WA
May 13, 2011 - December 31, 2024
LPL FINANCIAL LLC·CRD# 6413
RIA
Anacortes, WA
May 23, 2002 - June 6, 2011
LPL FINANCIAL LLC·CRD# 6413
BD
Anacortes, WA
May 22, 2002 - June 6, 2011
PMG SECURITIES CORPORATION·CRD# 27107
BD
Elgin, IL
August 1, 2000 - May 22, 2002
INVESTORS BROKERAGE SERVICES, INC.·CRD# 4257
BD
Elgin, IL
June 14, 1993 - August 1, 2000

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Current Firm

KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

Contact Information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Phone Number

(844) 553-7872

# of Employees

1,359

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (9/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

192,439

AUM (Assets Under Management)

$79,798,091,767

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/01/2025Cover PageReport
12/23/2024Cover PageReport
10/20/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: Boys & Girls Club of Skagit County Investment Related: No Address: PO Box 947 Mount Vernon WA 98273 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Other,Charitible Organization with focus on after school youth services Start Date: 8/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Board Member... help with oversight and resource development efforts Business Name: The Antelope LLC Investment Related: No Address: 1809 Commercial Ave, Suite 100 Anacortes WA 98221 Nature of Business: Real Estate Position, Title or Relationship: Owner / Partner Partnership in LLC with my son, Eli Barrett owner of Pelican Bay Books Start Date: 5/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Will own and rent the building to tenants. My offices will not be part of the property. Business Name:BARRETT FINANCIAL COMMUNITY CARING PROJECT POSITION: Owner of Barrett Financial, Ltd. NATURE: Community/Charitable/Civic Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 08/26/2014 ADDRESS: 1809 Commercial Ave. - Suite 100, Anacortes WA 98221, United States DESCRIPTION: Primary decision maker Business Name: Bunk Sox Investment Related: No Address: 2817 J Ave. Anacortes WA 98221 Nature of Business: Other Other/None of the Above Manufacture and sales of Bunk Sox Position, Title or Relationship: Partner and business advisor Start Date: 12/2/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: $20,000 initial investment provides 50% Limited ownership in venture with a friend. Acting as an Angel Investor, primarily. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Jack N Joe, LLC Investment Related: Yes Address: 1809 Commercial Ave. Suite 100 ANACORTES WA 98221 Nature of Business: Real Estate Position, Title or Relationship: Partner, manager, Owner of Barrett Financial, tenant Start Date: 12/18/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Will lease and manage building Business Name: Patrick J Barrett 22nd St. House Rental Investment Related: No Address: 1809 Commercial Ave. - Suite 100 ANACORTES WA 98221 Nature of Business: Real Estate Position, Title or Relationship: Joint owner with Mary Staley, my partner Start Date: 11/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Landlord Business Name: BARRETT FINANCIAL, LTD. POSITION: President/Owner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 168 SECURITIES TRADING HOURS: 125 START DATE: 12/01/1987 ADDRESS: 1809 Commercial Ave. - Suite 100, Anacortes WA 98221 DESCRIPTION: President and Owner. Retain full risk and control of the business. No other partners... Financial Advisory for clients.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1998About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1993About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Sep 2002About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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