James K. Ferry

ATLAS FINANCIAL ADVISORS

BOCA RATON, FL 33431

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CRD#: 2358310

Professional summary

James Kenneth Ferry, who also goes by James K Ferry, is a registered financial advisor currently at ATLAS FINANCIAL ADVISORS, LLC located in Boca Raton, Florida.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. James has worked at 15 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James K Ferry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) ONE OAK CAPITAL MANAGEMENT, FIXED INCOME CONSULTANT 2.) ATLAS FINANCIAL ADVISORS, LLC; INVESTMENT RELATED; BOCA RATON, FL; RIA; IAR; START DATE 07/2022; APPROX. 80 HOURS/MONTH DEVOTED TO THIS BUSINESS WITH ALL HOURS/MONTH DURING SECURITIES TRADING HOURS 3.) ZEUS FINANCIAL, LLC; INVESTMENT RELATED; BOCA RATON, FL; BROKER DEALER; REGISTERED REPRESENTATIVE; START DATE 07/2022; APPROX. 80 HOURS/MONTH DEVOTED TO THIS BUSINESS WITH ALL HOURS/MONTH DURING SECURITIES TRADING HOURS 4.) INDEPENDENT REAL ESTATE AGENT; INVESTMENT RELATED; LAKE WORTH, FL; #SL3545852; APPROXIMATELY 2 HOURS/MONTH DEVOTED WITH 0 HORS DURING SECURITIES TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Kenneth Ferry's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2022 - Present

ATLAS FINANCIAL ADVISORS, LLC

Office #1: 4800 T-rex Ave Suite 100, Boca Raton, FL 33431

RIA

CRD#: 285580

BOCA RATON, FL

Past

July 29, 2022 - March 25, 2024

CRD#: 104087

SPRINGFIELD, NJ

Past

July 31, 2017 - September 16, 2019

MORGAN STANLEY

RIA

CRD#: 7094

MILLBURN, NJ

Past

September 7, 1994 - October 7, 1994

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/8/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/28/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/1993

General Securities Representative Examination

Current Firm

ATLAS FINANCIAL ADVISORS, LLC

ATLAS FINANCIAL ADVISORS, LLC | BROADBILL ADVISORS, LLC

CRD#: 285580 / SEC#:

Connecticut

Registered Investment Advisory firm - (7/15/2022 Approved)

Florida

Registered Investment Advisory firm - (2/24/2017 Approved)

New Jersey

Registered Investment Advisory firm - (12/14/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (5/26/2023 Approved)

Texas

Registered Investment Advisory firm - (8/23/2023 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4800 T-rex Ave Suite 100, Boca Raton, FL 33431

Mailing Address

Phone number

(561) 350-6738

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	106
AUM (Assets Under Management)	$ 64,044,159

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/30/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James K. Ferry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Kenneth Ferry's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZEUS FINANCIAL, LLC

HARVEST PORTFOLIO MANAGEMENT, LLC

ONE OAK CAPITAL MANAGEMENT, LLC

FOX CHASE CAPITAL PARTNERS, LLC

MORGAN STANLEY

MORGAN STANLEY

J.W. KORTH & COMPANY

COHEN & COMPANY SECURITIES, LLC

JVB FINANCIAL GROUP, LLC

INTL CUSTODY & CLEARING SOLUTIONS INC.

IBIS SECURITIES, LLC

JOSEPH CHARLES & ASSOC., INC.

R. SEELAUS & CO., LLC

JOSEPH CHARLES & ASSOC., INC.

HALPERT AND COMPANY, INC.

GRUNTAL & CO., L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/8/2025

Series 66

Date: 7/28/2017

SIE

Date: 10/1/2018

Series 7

Date: 8/19/1993

Current Firm

ATLAS FINANCIAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ATLAS FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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