Joseph R. Evans

ELE ADVISORY SERVICES

PLEASANT GROVE, UT

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CRD#: 2358241

Professional summary

Joseph Ray Evans, who also goes by Joe R Evans, is a registered financial advisor currently at ELE ADVISORY SERVICES, INC located in Pleasant Grove, Utah.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Joseph has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe R Evans

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Ray Evans's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CRD#: 46173

NEW YORK, NY

Past

April 16, 1996 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

July 22, 1993 - April 9, 1996

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELE ADVISORY SERVICES, INC

ELE ADVISORY SERVICES, INC | ELE ADVISORY SERVICES, LLC

CRD#: 148228 / SEC#: 801-117442

RIA

Registered Investment Advisory firm - (2/10/2020 Approved)

Alabama

Registered Investment Advisory firm - (2/21/2020 Terminated)

California

Registered Investment Advisory firm - (3/22/2020 Terminated)

Florida

Registered Investment Advisory firm - (2/21/2020 Terminated)

Georgia

Registered Investment Advisory firm - (2/27/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (3/2/2020 Terminated)

Michigan

Registered Investment Advisory firm - (2/24/2020 Terminated)

Mississippi

Registered Investment Advisory firm - (2/21/2020 Terminated)

Tennessee

Registered Investment Advisory firm - (2/26/2020 Terminated)

Texas

Registered Investment Advisory firm - (2/21/2020 Terminated)

Utah

Registered Investment Advisory firm - (2/24/2020 Terminated)

Virginia

Registered Investment Advisory firm - (2/21/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(5/7/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/20/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/9/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/30/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/21/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ELE ADVISORY SERVICES, INC

ELE ADVISORY SERVICES, INC | ELE ADVISORY SERVICES, LLC

CRD#: 148228 / SEC#: 801-117442

RIA

Registered Investment Advisory firm - (2/10/2020 Approved)

Alabama

Registered Investment Advisory firm - (2/21/2020 Terminated)

California

Registered Investment Advisory firm - (3/22/2020 Terminated)

Florida

Registered Investment Advisory firm - (2/21/2020 Terminated)

Georgia

Registered Investment Advisory firm - (2/27/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (3/2/2020 Terminated)

Michigan

Registered Investment Advisory firm - (2/24/2020 Terminated)

Mississippi

Registered Investment Advisory firm - (2/21/2020 Terminated)

Tennessee

Registered Investment Advisory firm - (2/26/2020 Terminated)

Texas

Registered Investment Advisory firm - (2/21/2020 Terminated)

Utah

Registered Investment Advisory firm - (2/24/2020 Terminated)

Virginia

Registered Investment Advisory firm - (2/21/2020 Terminated)

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Contact information

Main Address

18700 W. 10 Mile Road Suite 100, Southfield, MI 48075

Mailing Address

Phone number

(248) 356-6555

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM 2A (4/6/2025)

Regulatory assets under management

Total Number of Accounts	1,401
AUM (Assets Under Management)	$ 125,500,125

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph R. Evans

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Ray Evans's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE O.N. EQUITY SALES COMPANY

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

MONY SECURITIES CORPORATION

Primary Firm SEC Registration

ELE ADVISORY SERVICES, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/20/2000

Series 63

Date: 7/9/1993

SIE

Date: 11/30/2017

Series 6

Date: 7/21/1993

Current Firm

ELE ADVISORY SERVICES, INC

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELE ADVISORY SERVICES, INC

TRUST BUT VERIFY

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