Michael M. Straine
Professional summary
Michael Matthew Straine, who also goes by Michael M Straine, is a registered financial professional currently at GFI SECURITIES LLC located in Redbank, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1995. Michael has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Matthew Straine's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 8, 2013 - Present
GFI SECURITIES LLC
Office #1: 331 Newman Springs Road Building 3, Redbank, NJ 07701February 13, 2013 - May 17, 2013
PPG WEST LLC
November 1, 2010 - May 17, 2013
PHOENIX DERIVATIVES GROUP, LLC
June 24, 2010 - October 15, 2010
ICE EXECUTION SERVICES, LLC
February 12, 2008 - April 9, 2010
BGC FINANCIAL, L.P.
July 7, 2006 - November 10, 2006
GFI SECURITIES LLC
April 3, 2006 - June 26, 2006
TP ICAP GLOBAL MARKETS AMERICAS LLC
August 20, 1999 - June 20, 2005
CREDIT SUISSE SECURITIES (USA) LLC
March 7, 1998 - July 13, 1998
ICAP SECURITIES USA LLC
January 24, 1995 - October 14, 1997
COWEN AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/6/2023)
(5/8/2013)
Exams
Series 8
Date: 3/19/1997
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
GFI SECURITIES LLC
CRD#: 19982 / SEC#: , 8-43548
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GFINET INC. | SOLE MEMBER | |
| ABULARRAGE, JOHN JOSEPH | CHIEF EXECUTIVE OFFICER | 3265633 |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| LEWIS, THOMAS JOSEPH | PRINCIPAL | 2684821 |
| LYNCH, MARTIN | CHIEF OPERATING OFFICER | 5612726 |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Disclosures
| Regulatory Event | 30 |
Red Flags
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