Anne M. Romanick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anne Marie Romanick was a registered financial professional .
Anne is a previously registered financial professional and started their career in finance in 1994. Anne had worked at 2 firms and has passed the Series 63, SIE, Series 52 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2002 - January 12, 2015
PFM FUND DISTRIBUTORS, INC.
February 15, 1994 - October 22, 2003
PFM, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PFM FUND DISTRIBUTORS, INC.
CRD#: 114474 / SEC#: , 8-53496
Contact information
Documents
Red Flags
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