JB
John A. Bivens
CAPITAL SYNERGY PARTNERS
Culver City, CA
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CRD#: 2358108
JB
Professional summary
John Angelo Bivens, who also goes by John Angelo Biven, is a registered financial advisor currently at CAPITAL SYNERGY PARTNERS located in Culver City, California.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. John has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Angelo Biven
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PACIFIC ELITE MANAGEMENT GROUP 4270 PROMENADE WAY, #326. MARINA DEL REY, CA 90292 OWNER/PRESIDENT/FIXED INSURANCE, BUSINESS MANAGEMENT CONSULTING EFFECTIVE: 05/27/2016 160 HOURS PER MONTH/80 HOURS PER MONTH DURING MARKET HOURS ONYX WEALTH MANAGEMENT 4270 PROMENADE WAY, #326. MARINA DEL REY, CA 90292, OWNER/PRESIDENT/FIXED INSURANCE SALES & SERVICE EFFECTIVE: 02/01/2018 160 HOURS PER MONTH/80 HOURS PER MONTH DURING MARKET HOURS WEST JEFFERSON MEDICAL & WELLNESS GROUP 5785 OVERLAND AVE. CULVER CITY, CA 90230 OWNER & CEO/MEDICAL & WELLNESS SPA EFFECTIVE: 08/02/2018 5 HOURS PER MONTH/0 HOURS PER MONTH DURING MARKET HOURS
CRS (Client Relationship Summary) - RIA
Click below to view John Angelo Bivens's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Angelo Bivens's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 24, 2011 - Present
CAPITAL SYNERGY PARTNERS
RIA
BD
CRD#: 148733
Culver City, CA
Current
September 14, 2011 - Present
CAPITAL SYNERGY PARTNERS
RIA
BD
CRD#: 148733
Culver City, CA
Past
May 28, 2003 - September 21, 2010
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
CULVER CITY, CA
Past
April 5, 2002 - September 21, 2010
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
CULVER CITY, CA
Past
July 15, 1998 - March 22, 2002
TD AMERITRADE, INC.
BD
CRD#: 7870
OMAHA, NE
Past
May 7, 1997 - January 12, 1998
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
December 24, 1996 - February 28, 1997
ANDREW GARRETT INC.
BD
CRD#: 29931
NEW YORK, NY
Past
May 19, 1995 - February 15, 1996
CAPITAL SECURITIES OF AMERICA, INC.
BD
CRD#: 36405
HARTVILLE, OH
Past
July 2, 1994 - May 16, 1995
SAMCO FINANCIAL SERVICES, INC.
BD
CRD#: 30108
PHOENIX, AZ
Past
March 28, 1994 - September 29, 1994
CARTWRIGHT AND WALKER SECURITIES, INCORPORATED
BD
CRD#: 23504
LOS ANGELES, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/14/2011)
IAR
California(10/24/2011)
RR
Georgia(9/12/2012)
RR
Nevada(4/26/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CAPITAL SYNERGY PARTNERS
CAPITAL SYNERGY PARTNERS | CAPITAL SYNERGY PARTNERS, INC.
CRD#: 148733 / SEC#: 801-117828, 8-68060
RIA
Registered Investment Advisory firm - SEC (5/11/2020 Terminated)Arizona
Registered Investment Advisory firm - SEC (4/4/2013 Approved)Arkansas
Registered Investment Advisory firm - SEC (5/27/2011 Approved)California
Registered Investment Advisory firm - SEC (5/23/2011 Approved)Colorado
Registered Investment Advisory firm - SEC (11/5/2021 Terminated)Connecticut
Registered Investment Advisory firm - SEC (7/9/2018 Approved)District of Columbia
Registered Investment Advisory firm - SEC (5/5/2011 Approved)Florida
Registered Investment Advisory firm - SEC (10/10/2017 Approved)Georgia
Registered Investment Advisory firm - SEC (4/28/2011 Approved)Idaho
Registered Investment Advisory firm - SEC (6/24/2011 Approved)Indiana
Registered Investment Advisory firm - SEC (6/24/2013 Approved)Iowa
Registered Investment Advisory firm - SEC (5/26/2011 Approved)Louisiana
Registered Investment Advisory firm - SEC (1/10/2013 Approved)Massachusetts
Registered Investment Advisory firm - SEC (9/26/2011 Approved)Michigan
Registered Investment Advisory firm - SEC (1/18/2018 Approved)Minnesota
Registered Investment Advisory firm - SEC (3/10/2015 Approved)Missouri
Registered Investment Advisory firm - SEC (8/10/2018 Approved)Montana
Registered Investment Advisory firm - SEC (12/22/2010 Approved)Nebraska
Registered Investment Advisory firm - SEC (2/24/2012 Approved)Nevada
Registered Investment Advisory firm - SEC (6/28/2012 Approved)New Jersey
Registered Investment Advisory firm - SEC (3/29/2011 Approved)North Carolina
Registered Investment Advisory firm - SEC (10/12/2011 Approved)Ohio
Registered Investment Advisory firm - SEC (1/6/2012 Approved)Oklahoma
Registered Investment Advisory firm - SEC (3/9/2018 Approved)Oregon
Registered Investment Advisory firm - SEC (6/23/2015 Approved)Pennsylvania
Registered Investment Advisory firm - SEC (3/5/2012 Approved)South Carolina
Registered Investment Advisory firm - SEC (10/5/2011 Approved)Texas
Registered Investment Advisory firm - SEC (10/26/2016 Approved)Wisconsin
Registered Investment Advisory firm - SEC (8/1/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2860 Michelle Drive, Suite 150, Irvine, CA 92606
Mailing Address
2860 Michelle Drive, Suite 150, Irvine, CA 92606
Phone number
(949) 442-7413
Established
California since 01/14/1999
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees
21
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 386 |
| AUM (Assets Under Management) | $ 89,105,726 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
