Ronaldo O. Lyrio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronaldo Oliveira Lyrio was a registered financial professional .
Ronaldo is a previously registered financial professional and started their career in finance in 1993. Ronaldo had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2013 - March 12, 2018
AZIMUT GENESIS ADVISORS
February 11, 2002 - April 12, 2004
BARCLAYS CAPITAL INC.
March 13, 1997 - June 22, 1998
UBS SECURITIES LLC
October 25, 1993 - August 20, 1996
JPMSI
Primary Firm SEC Registration
AZIMUT GENESIS ADVISORS
CRD#: 134626 / SEC#: 801-64054
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AZIMUT GENESIS ADVISORS
CRD#: 134626 / SEC#: 801-64054
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 240 |
| AUM (Assets Under Management) | $ 446,978,353 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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