James L. Stoddard

FAOC

Largo, FL 33730

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CRD#: 2357876

Professional summary

James Leon Stoddard JR., ChFC®, CLU®, who also goes by James Leon Stoddard Jr, James Leon Stoddard, Jim Stoddard Jr, James Leon Stoddard, Jr., is a registered financial advisor currently at FAOC, LLC located in Largo, Florida.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. James has worked at 9 firms and has passed the Series 66, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Leon Stoddard Jr | James Leon Stoddard | Jim Stoddard Jr | James Leon Stoddard, Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INCIGHT FINANCIAL ALLIANCE; FOUNDER; NON-INVESTMENT RELATED; START DATE 1/2015; 2 HOURS PER MONTH DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Leon Stoddard JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

August 8, 2022 - Present

FAOC, LLC

Office #1: 801 West Bay Drive, Largo, FL 33730

RIA

CRD#: 318158

Largo, FL

Past

July 25, 2014 - September 5, 2014

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

SEMINOLE, FL

Past

January 6, 2012 - July 16, 2012

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

PHILADELPHIA, PA

Past

January 6, 2012 - July 16, 2012

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

July 19, 2006 - January 6, 2012

INVESTMENT ADVISORS INTERNATIONAL, INC.

RIA

CRD#: 139233

JOHNS CREEK, GA

Past

May 4, 2006 - January 6, 2012

WORLD GROUP SECURITIES, INC.

CRD#: 114473

DULUTH, GA

Past

July 26, 2004 - July 7, 2006

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

ST. PETERSBURG, FL

Past

January 9, 2003 - June 18, 2004

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

CARPINTERIA, CA

Past

June 13, 2002 - November 15, 2002

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

TAMPA, FL

Past

April 30, 2002 - November 15, 2002

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

August 28, 1998 - May 6, 2002

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

November 5, 1993 - July 14, 1998

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

SAN MATEO, CA

Past

June 18, 1993 - October 21, 1993

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/2/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/2/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/15/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/25/2001

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 3/20/1998

Investment Company Products/Variable Contracts Principal Examination

Current Firm

FAOC, LLC

FAOC, LLC | FINANCIAL ADVISOR ON CALL

CRD#: 318158 / SEC#: 801-129032

Florida

Registered Investment Advisory firm - (8/8/2022 Approved)

Georgia

Registered Investment Advisory firm - (7/3/2023 Approved)

Indiana

Registered Investment Advisory firm - (9/5/2023 Approved)

Iowa

Registered Investment Advisory firm - (8/7/2023 Approved)

Louisiana

Registered Investment Advisory firm - (2/27/2023 Approved)

Michigan

Registered Investment Advisory firm - (3/10/2023 Approved)

Nebraska

Registered Investment Advisory firm - (8/24/2023 Approved)

Nevada

Registered Investment Advisory firm - (4/20/2023 Approved)

New York

Registered Investment Advisory firm - (9/15/2023 Approved)

North Carolina

Registered Investment Advisory firm - (2/22/2023 Approved)

Ohio

Registered Investment Advisory firm - (2/21/2023 Approved)

Oregon

Registered Investment Advisory firm - (4/21/2023 Approved)

Pennsylvania

Registered Investment Advisory firm - (9/11/2023 Approved)

South Carolina

Registered Investment Advisory firm - (9/23/2023 Approved)

Tennessee

Registered Investment Advisory firm - (7/5/2023 Approved)

Texas

Registered Investment Advisory firm - (1/5/2024 Approved)

Wisconsin

Registered Investment Advisory firm - (8/22/2023 Approved)

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Contact information

Main Address

801 West Bay Drive Suite 603, Largo, FL 33770

Mailing Address

Phone number

(629) 333-3262

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James L. Stoddard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Leon Stoddard JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

INVESTMENT ADVISORS INTERNATIONAL, INC.

WORLD GROUP SECURITIES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

PLANMEMBER SECURITIES CORPORATION

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/2/2001

Series 7

Date: 4/2/2001

Series 6

Date: 6/15/1993

Series 24

Date: 6/25/2001

Series 26

Date: 3/20/1998

Current Firm

FAOC, LLC

Contact information

Documents

Red Flags

Company Information

FAOC, LLC

TRUST BUT VERIFY

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