William B. Temple
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Barry Temple, CFP® was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1993. William had worked at 11 firms and has passed the Series 65, Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 6, Series 10, Series 9, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2019 - July 24, 2019
FSW ADVISORY SERVICES INC.
March 6, 2007 - January 16, 2026
HILLTOP SECURITIES INC.
December 14, 2006 - January 16, 2026
HILLTOP SECURITIES INC.
January 12, 2005 - January 16, 2026
MOMENTUM INDEPENDENT NETWORK INC.
January 22, 2004 - January 16, 2026
MOMENTUM INDEPENDENT NETWORK INC.
April 3, 2001 - January 22, 2004
HILLTOP SECURITIES INC.
September 29, 1999 - February 22, 2002
MYDISCOUNTBROKER.COM
November 16, 1998 - January 7, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 7, 1998 - September 25, 1998
MUTUALS.COM, INC.
February 26, 1998 - May 1, 1998
VOYA FINANCIAL ADVISORS, INC.
December 12, 1997 - December 21, 1997
SUNSET FINANCIAL SERVICES, INC.
February 19, 1997 - May 30, 1997
METROPOLITAN LIFE INSURANCE COMPANY
February 19, 1997 - May 30, 1997
MSI FINANCIAL SERVICES, INC.
November 12, 1996 - January 20, 1997
UBS FINANCIAL SERVICES INC.
June 23, 1993 - November 4, 1996
METROPOLITAN LIFE INSURANCE COMPANY
June 23, 1993 - November 4, 1996
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 7/12/2004
Limited Representative-Equity Trader ExamCurrent Firm
FSW ADVISORY SERVICES INC.
CRD#: 148818 / SEC#: 801-69739
Contact information
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