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Gary Allen Cabello

CRD# 2357414·Registered 1993 - 2013
Barred: Gary Allen Cabello was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Gary Allen Cabello was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 1993 - 2013. Gary had worked at 14 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

CABRERA CAPITAL MARKETS, LLC·CRD# 10081
BD
Los Angeles, CA
July 8, 2010 - January 10, 2013
ALTA VISTA FINANCIAL, INC.·CRD# 136980
BD
Carlsbad, CA
January 12, 2010 - July 29, 2010
ALTA VISTA FINANCIAL, INC.·CRD# 136980
BD
Carlsbad, CA
January 3, 2006 - July 6, 2009
KINSELL, NEWCOMB & DE DIOS, INC·CRD# 16427
BD
Solana Beach, CA
May 19, 2004 - June 15, 2006
WEDBUSH SECURITIES INC.·CRD# 877
BD
Pasadena, CA
November 27, 2002 - June 15, 2004
HILLTOP SECURITIES INC.·CRD# 6220
BD
Dallas, TX
August 17, 2001 - October 24, 2002
O'CONNOR SECURITIES·CRD# 17634
BD
Newport Beach, CA
November 30, 2000 - August 17, 2001
USACAPITAL INC.·CRD# 19674
BD
Philadelphia, PA
April 8, 1998 - November 6, 2000
TORREY PINES SECURITIES, INC.·CRD# 17120
BD
San Diego, CA
October 23, 1995 - April 8, 1998
IXE SECURITIES, LLC·CRD# 19920
BD
New York, NY
October 27, 1994 - April 17, 1995
J. A. OVERTON & CO., INC.·CRD# 2960
BD
San Diego, CA
July 13, 1994 - October 24, 1994
INTERNATIONAL SECURITIES GROUP, INC.·CRD# 22513
BD
San Diego, CA
November 8, 1993 - March 31, 1994
SUTRO & CO. INCORPORATED·CRD# 801
BD
San Francisco, CA
October 7, 1993 - October 18, 1993
DICKINSON & CO.·CRD# 689
BD
Des Moines, IA
August 10, 1993 - September 16, 1993
CHATFIELD DEAN & CO., INC.·CRD# 14714
BD
Greenwood Village, CO
June 17, 1993 - June 30, 1993

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Current Firm

CC
CABRERA CAPITAL MARKETS, LLC

CABRERA CAPITAL MARKETS, INC. | FIRST SECURITIES CORPORATION | CABRERA CAPITAL MARKETS, LLC

CRD#: 10081 / SEC#: 8-26406
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

227 W. Monroe St. Suite 3000, Chicago, IL 60606

Mailing Address

227 W. Monroe St. Suite 3000, Chicago, IL 60606

Phone Number

(312) 236-8888

Established

Delaware since 04/10/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (30 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CABRERA CAPITAL, LLCOWNER—
RCF-CABRERA HOLDINGS, INC.OWNER—
AGUILAR, ROBERT LUISPRESIDENT4860643
CABRERA, MARTIN [NMN] JRCEO2504167
WORF, JEFF ALLENCHIEF COMPLIANCE OFFICER1416591

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 1994About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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