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GC

Gary A. Cabello

Some features on this profile are disabled
CRD#: 2357414
GC

Professional summary

Gary Allen Cabello was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Gary is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Gary had worked at 14 firms, which includes CABRERA CAPITAL MARKETS LLC, ALTA VISTA FINANCIAL INC., KINSELL NEWCOMB & DE DIOS INC, WEDBUSH SECURITIES INC., HILLTOP SECURITIES INC., O'CONNOR SECURITIES, USACAPITAL INC., TORREY PINES SECURITIES INC., IXE SECURITIES LLC, J. A. OVERTON & CO. INC., INTERNATIONAL SECURITIES GROUP INC., SUTRO & CO. INCORPORATED, DICKINSON & CO., CHATFIELD DEAN & CO. INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 8, 2010 - January 10, 2013

CABRERA CAPITAL MARKETS, LLC

BD
CRD#: 10081
LOS ANGELES, CA
Past

January 12, 2010 - July 29, 2010

ALTA VISTA FINANCIAL, INC.

BD
CRD#: 136980
CARLSBAD, CA
Past

January 3, 2006 - July 6, 2009

ALTA VISTA FINANCIAL, INC.

BD
CRD#: 136980
CARLSBAD, CA
Past

May 19, 2004 - June 15, 2006

KINSELL, NEWCOMB & DE DIOS, INC

BD
CRD#: 16427
SOLANA BEACH, CA
Past

November 27, 2002 - June 15, 2004

WEDBUSH SECURITIES INC.

BD
CRD#: 877
PASADENA, CA
Past

August 17, 2001 - October 24, 2002

HILLTOP SECURITIES INC.

BD
CRD#: 6220
DALLAS, TX
Past

November 30, 2000 - August 17, 2001

O'CONNOR SECURITIES

BD
CRD#: 17634
NEWPORT BEACH, CA
Past

April 8, 1998 - November 6, 2000

USACAPITAL INC.

BD
CRD#: 19674
PHILADELPHIA, PA
Past

October 23, 1995 - April 8, 1998

TORREY PINES SECURITIES, INC.

BD
CRD#: 17120
SAN DIEGO, CA
Past

October 27, 1994 - April 17, 1995

IXE SECURITIES, LLC

BD
CRD#: 19920
NEW YORK, NY
Past

July 13, 1994 - October 24, 1994

J. A. OVERTON & CO., INC.

BD
CRD#: 2960
SAN DIEGO, CA
Past

November 8, 1993 - March 31, 1994

INTERNATIONAL SECURITIES GROUP, INC.

BD
CRD#: 22513
SAN DIEGO, CA
Past

October 7, 1993 - October 18, 1993

SUTRO & CO. INCORPORATED

BD
CRD#: 801
SAN FRANCISCO, CA
Past

August 10, 1993 - September 16, 1993

DICKINSON & CO.

BD
CRD#: 689
DES MOINES, IA
Past

June 17, 1993 - June 30, 1993

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714
GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/18/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/16/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/8/1994
General Securities Principal Examination

Current Firm

CC
CABRERA CAPITAL MARKETS, LLC
CABRERA CAPITAL MARKETS, INC. | FIRST SECURITIES CORPORATION | CABRERA CAPITAL MARKETS, LLC

CRD#: 10081 / SEC#: , 8-26406

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
227 W. Monroe St. Suite 3000, Chicago, IL 60606
Mailing Address
227 W. Monroe St. Suite 3000, Chicago, IL 60606
Phone number
(312) 236-8888
Established
Delaware since 04/10/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CABRERA CAPITAL, LLCOWNER
RCF-CABRERA HOLDINGS, INC.OWNER
AGUILAR, ROBERT LUISPRESIDENT4860643
CABRERA, MARTIN [NMN] JRCEO2504167
WORF, JEFF ALLENCHIEF COMPLIANCE OFFICER1416591

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CABRERA CAPITAL MARKETS, LLC

CRD#: 10081

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