Jack L. Hull
Professional summary
Jack Lamar Hull is a registered financial advisor currently at OSAIC WEALTH, INC. located in St Charles, Illinois.
Jack is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Jack has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, Series 22TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jack Lamar Hull's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jack Lamar Hull's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1100 W Main St Ste D, St Charles, IL 60174January 19, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1100 W Main St Ste D, St Charles, IL 60174February 8, 2006 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
November 14, 2005 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
June 1, 2005 - November 18, 2005
EQUITABLE ADVISORS, LLC
June 1, 2005 - November 18, 2005
EQUITABLE ADVISORS, LLC
February 21, 2002 - June 1, 2005
MONY SECURITIES CORPORATION
May 26, 1993 - June 1, 2005
MONY SECURITIES CORPORATION
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 7TO
Date: 4/22/2021
General Securities Representative ExaminationSeries 22TO
Date: 8/27/2020
Direct Participation Programs Representative ExaminationFINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
