Patrick K. Doyle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Keaveny Doyle was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1993. Patrick had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2018 - March 8, 2019
GALLATIN CAPITAL LLC
December 9, 2010 - November 21, 2016
TCW FUNDS DISTRIBUTORS LLC
February 5, 2009 - December 8, 2010
MWAM DISTRIBUTORS, LLC
May 5, 2003 - July 31, 2008
TERWIN CAPITAL, LLC
October 16, 2000 - March 21, 2003
CREDIT SUISSE SECURITIES (USA) LLC
June 28, 1994 - October 16, 2000
PERSHING LLC
June 10, 1993 - July 1, 1994
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GALLATIN CAPITAL LLC
CRD#: 124738 / SEC#: , 8-65718
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
