Ahmed A. Alali
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ahmed A Alali was a registered financial professional .
Ahmed is a previously registered financial professional and started their career in finance in 1996. Ahmed had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2012 - October 16, 2012
COHEN & COMPANY SECURITIES, LLC
June 18, 2009 - April 12, 2012
COHEN & COMPANY SECURITIES, LLC
July 21, 2006 - August 20, 2007
UBS ASSET MANAGEMENT (US) INC.
June 5, 2006 - July 6, 2006
UBS ASSET MANAGEMENT (US) INC.
September 22, 1999 - July 11, 2006
UBS SECURITIES LLC
October 10, 1996 - June 18, 1999
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COHEN & COMPANY SECURITIES, LLC
CRD#: 149758 / SEC#: , 8-68186
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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