Kevin L. Shelton

BUCK WEALTH STRATEGIES

PLEASANTAN, CA 94566

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CRD#: 2357011

Professional summary

Kevin Lyle Shelton, AIF®, CFP®, who also goes by Kevin Shelton, Kevin L Shelton, is a registered financial advisor currently at BUCK WEALTH STRATEGIES, LLC located in Pleasantan, California and MADISON AVENUE SECURITIES, LLC located in Pleasanton, California.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Kevin has worked at 16 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin Shelton | Kevin L Shelton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MADISON AVENUE SECURITIES, LLC; INVESMENT-RELATED; 13500 EVENING CREEK DR. N STE 555, SAN DIEGO, CA 92128; BROKER DEALER; REGISTERED REPRESENTATIVE; STARTED 02/2025; APPROX 160 HR/MO, 160 DURING TRADING HOURS; SECURITIES SALES AND SERVICES 2) BUCK WEALTH STRATEGIES; 55 MERCHANT ST. STE. 2100, HONOLULU, HI 96813; INVESTMENT-RELATED; LEAD FINANCIAL ADVISOR; START 02/2025; 160 HR/MO, 160 DURING TRADING HOURS; DISCUSSING CLIENT ACCOUNTS AND INVESTMENT SUITABILITY AND INVESTMENT ADVISER REPRESENTATIVE. 3) E.A. BUCK INSURANCE; 55 MERCHANT ST. STE 2100, HONOLULU, HI 96813; INVESTMENT-RELATED; INSURANCE AGENT; START 02/2025; 160 HR/MO, 160 DURING TRADING HOURS; INSURANCE SALES 4) BUCK FINANCIAL SERVICES; 55 MERCHANT ST. STE 2100, HONOLULU, HI 96813; INVESTMENT-RELATED; EMPLOYEE; START 02/2025; 160 HR/MO, 160 DURING TRADING HOURS; DISCUSSING CLIENT ACCOUNTS AND INVESTMENT SUITABILITY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Lyle Shelton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

February 27, 2025 - Present

BUCK WEALTH STRATEGIES, LLC

Office #1: 4725 First St. Ste 215, Pleasantan, CA 94566

RIA

CRD#: 322138

PLEASANTAN, CA

Current

February 28, 2025 - Present

MADISON AVENUE SECURITIES, LLC

Office #1: 4725 First Street Suite 215, Pleasanton, CA 94566

RIA

CRD#: 7784

PALO ALTO, CA

Past

April 17, 2012 - April 30, 2013

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

LOS ALTOS, CA

Past

November 1, 2006 - September 1, 2011

FIRST BROKERAGE AMERICA, L.L.C.

CRD#: 43431

SAN FRANCISCO, CA

Past

May 3, 2004 - June 2, 2004

NEWEDGE SECURITIES, LLC

CRD#: 10674

PITTSBURGH, PA

Past

January 31, 2003 - October 30, 2006

LODESTAR PRIVATE ASSET MANAGEMENT LLC

RIA

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(2/27/2025)

California
(3/3/2025)

Colorado
(3/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

BUCK WEALTH STRATEGIES, LLC

BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES

CRD#: 322138 / SEC#: 801-126075

RIA

Registered Investment Advisory firm - (7/12/2022 Approved)

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Contact information

Main Address

4600 S. Syracuse Street Suite 650, Denver, CO 80237

Mailing Address

Phone number

(888) 210-6567

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (8/11/2025)

Regulatory assets under management

Total Number of Accounts	3,982
AUM (Assets Under Management)	$ 565,377,646

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/03/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin L. Shelton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Lyle Shelton's CRS (Customer Relationship Summary).

Certified licenses

Experience

MADISON AVENUE SECURITIES, LLC

LPL ENTERPRISE, LLC

LPL ENTERPRISE, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

CITIGROUP GLOBAL MARKETS INC.

FIRST BROKERAGE AMERICA, L.L.C.

NEWEDGE SECURITIES, LLC

LODESTAR PRIVATE ASSET MANAGEMENT LLC

LONDON PACIFIC SECURITIES, INC.

AMERICAN CENTURY BROKERAGE, INC.

WELLS FARGO SECURITIES INC.

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

BUCK WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/27/2006

SIE

Date: 10/1/2018

Series 7

Date: 7/2/1996

Series 6

Date: 6/25/1993

Series 24

Date: 12/10/1998

FINRA

Current Firm

BUCK WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BUCK WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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