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JB

Jeffrey F. Brayton

LAKESHORE FINANCIAL PLANNING
Saint Clair Shores, MI 48080
Some features on this profile are disabled
CRD#: 2356995
JB

Professional summary

Jeffrey Francis Brayton, who also goes by Jeff F Brayton, is a registered financial advisor currently at LAKESHORE FINANCIAL PLANNING INC. located in Saint Clair Shores, Michigan.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Jeffrey has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jeff F Brayton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.RAYMOND JAMES FINANCIAL SERVICES ADVISORS INC;INVESTMENT RELATED;01/2009-PRESENT;ST PETERSBURG, FL;40 HRS WEEKLY;40 HRS DURING TRADING;FINANCIAL ADVISOR 2.NON-VARIABLE INSURANCE:INVESTMENT RELATED:10/2013-PRESENT:SAINT CLAIR SHORES, MI:AGENT:LIFE INSURANCE:5 HRS/MONTH:5 HRS DURING TRADING:INDIVIDUAL LIFE INSURANCE. 3. Name of Business : Lakeshore Financial Services - Address: Saint Clair Shores, MI - Nature of the Business: Support Company/DBA (Owner) - Position/Title: Support Company/DBA (Owner) - Investment Related: No - Start Date: 03/01/2018 - Hours per month devoted to this business: 0 - Hours per month devoted to this business during trading hours: 0 - Description of duties: Lakeshore Financial Services was formed for us to establish a brand identity on social media. I is used for this purpose and we do not use it for client interactions

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Francis Brayton's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 19, 2018 - Present

LAKESHORE FINANCIAL PLANNING INC.

Office #1: 23201 Jefferson Ave, Saint Clair Shores, MI 48080
RIA
CRD#: 299129
Saint Clair Shores, MI
Past

September 30, 2010 - December 31, 2018

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
SAINT CLAIR SHORES, MI
Past

January 4, 1999 - December 31, 2018

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. CLAIR SHORES, MI
Past

March 16, 1998 - January 4, 1999

ROBERT THOMAS SECURITIES, INC

BD
CRD#: 10147
ST. PETERSBURG, FL
Past

July 19, 1993 - March 16, 1998

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LF
LAKESHORE FINANCIAL PLANNING INC.
LAKESHORE FINANCIAL PLANNING INC.

CRD#: 299129 / SEC#: 801-114302

RIA
Registered Investment Advisory firm - (11/19/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(11/19/2018)
IAR
Texas
(11/19/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/31/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/27/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/16/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/1/1998
General Securities Principal Examination

Current Firm

LF
LAKESHORE FINANCIAL PLANNING INC.
LAKESHORE FINANCIAL PLANNING INC.

CRD#: 299129 / SEC#: 801-114302

RIA
Registered Investment Advisory firm - (11/19/2018 Approved)
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Contact information

Main Address
23201 Jefferson Ave, Saint Clair Shores, MI 48080
Mailing Address
Phone number
(586) 498-0788
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LAKESHORE FINANCIAL PLANNING INC. ADV PART 2A (2/12/2025)

Regulatory assets under management

Total Number of Accounts1,290
AUM (Assets Under Management)$ 403,649,716

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LAKESHORE FINANCIAL PLANNING INC.

CRD#: 299129Saint Clair Shores, MI 48080

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