Sharon F. Sandbach
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharon Franklin Sandbach was a registered financial professional .
Sharon is a previously registered financial professional and started their career in finance in 1993. Sharon had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2003 - December 31, 2020
WHITE MOUNTAIN CAPITAL, LLC
July 3, 2000 - April 2, 2001
TRADITION SECURITIES AND DERIVATIVES LLC
October 25, 1993 - July 3, 2000
ASIEL & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WHITE MOUNTAIN CAPITAL, LLC
CRD#: 104123 / SEC#: , 8-52572
Contact information
FINRA licenses (22 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONTALBANO, PETER ANTHONY | CHIEF EXECUTIVE OFFICER/GSP/SROP/MP/MEMBER | 2208686 |
| TOWNLINE BEACH INC | MEMBER | |
| LOWENBERG, MICHAEL SCOTT | CHIEF FINANCIAL OFFICER/FINOP/MEMBER | 2505584 |
| LUCHKIW, RENEE L. | CHIEF COMPLIANCE OFFICER/MEMBER | 4299713 |
| MONTALBANO,EILEEN | MEMBER | |
| RUMPOINT, INC | MEMBER | |
| BONAVENTURE INVESTMENTS, LP | MEMBER |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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