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DG

Douglas R. Gonsalves

CRD#: 2356831
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DG
Douglas Ronald Gonsalves

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Douglas Ronald Gonsalves was a registered financial professional .

Douglas is a previously registered financial professional and started their career in finance in 1993. Douglas had worked at 12 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 9, 2025 - May 20, 2026

CRITICALPOINT PARTNERS LLC

BD
CRD#: 317345
EL SEGUNDO, CA
Past

July 10, 2023 - March 25, 2025

ROTH CAPITAL PARTNERS, LLC

BD
CRD#: 15407
NEWPORT BEACH, CA
Past

May 21, 2015 - January 30, 2023

TRUIST SECURITIES, INC.

BD
CRD#: 6271
SAN FRANCISCO, CA
Past

February 1, 2013 - May 14, 2015

MOORELAND PARTNERS LLC

BD
CRD#: 127422
FOSTER CITY, CA
Past

January 22, 2013 - February 6, 2013

WEILD & CO.

BD
CRD#: 132398
BOULDER, CO
Past

September 21, 2007 - December 17, 2012

THINKEQUITY LLC

BD
CRD#: 44274
SAN FRANCISCO, CA
Past

April 26, 2005 - September 17, 2007

SVB ALLIANT

BD
CRD#: 121455
PALO ALTO, CA
Past

January 14, 2003 - April 27, 2005

THE SPARTAN GROUP

BD
CRD#: 124430
PASADENA, CA
Past

January 28, 2000 - October 16, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

October 1, 1998 - October 8, 1999

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

October 1, 1993 - October 1, 1998

BANCAMERICA SECURITIES, INC.

BD
CRD#: 17977
SAN FRANCISCO, CA
Past

June 18, 1993 - October 1, 1993

BA INVESTMENT SERVICES, INC.

BD
CRD#: 12965
OAKLAND, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/16/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/17/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/30/2000
General Securities Principal Examination

Current Firm

CP
CRITICALPOINT PARTNERS LLC
CRITICALPOINT PARTNERS LLC

CRD#: 317345 / SEC#: , 8-70885

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
2101 Rosecrans Avenue Suite 4255, El Segundo, CA 90245
Mailing Address
2101 Rosecrans Avenue Suite 4255, El Segundo, CA 90245
Phone number
(310) 321-4400
Established
California since 05/31/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
MABRA HOLDINGS LLCMEMBER
ROMERO, MONIQUE VICTORIAFINOP/PFO/POO6712654
YOUNG, WILLIAM MATTHEWCHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER4205625

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CRITICALPOINT PARTNERS LLC

CRD#: 317345

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