Douglas R. Gonsalves

CRITICALPOINT PARTNERS LLC

El Segundo, CA 90245

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CRD#: 2356831

Professional summary

Douglas Ronald Gonsalves is a registered financial professional currently at CRITICALPOINT PARTNERS LLC located in El Segundo, California.

Douglas is registered as a RR (Registered Representative) and started their career in finance in 1993. Douglas has worked at 12 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Douglas Ronald Gonsalves's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 9, 2025 - Present

CRITICALPOINT PARTNERS LLC

Office #1: 2101 Rosecrans Avenue Suite 4255, El Segundo, CA 90245

CRD#: 317345

El Segundo, CA

Past

July 10, 2023 - March 25, 2025

ROTH CAPITAL PARTNERS, LLC

CRD#: 15407

NEWPORT BEACH, CA

Past

May 21, 2015 - January 30, 2023

TRUIST SECURITIES, INC.

CRD#: 6271

SAN FRANCISCO, CA

Past

February 1, 2013 - May 14, 2015

MOORELAND PARTNERS LLC

CRD#: 127422

FOSTER CITY, CA

Past

January 22, 2013 - February 6, 2013

WEILD & CO.

CRD#: 132398

BOULDER, CO

Past

September 21, 2007 - December 17, 2012

THINKEQUITY LLC

CRD#: 44274

SAN FRANCISCO, CA

Past

April 26, 2005 - September 17, 2007

SVB ALLIANT

CRD#: 121455

PALO ALTO, CA

Past

January 14, 2003 - April 27, 2005

THE SPARTAN GROUP

CRD#: 124430

PASADENA, CA

Past

January 28, 2000 - October 16, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

October 1, 1998 - October 8, 1999

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

October 1, 1993 - October 1, 1998

BANCAMERICA SECURITIES, INC.

CRD#: 17977

SAN FRANCISCO, CA

Past

June 18, 1993 - October 1, 1993

BA INVESTMENT SERVICES, INC.

CRD#: 12965

OAKLAND, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/9/2025)

Exams

State Security Law Exam

Series 63

Date: 8/16/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/17/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/30/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CRITICALPOINT PARTNERS LLC

CRD#: 317345 / SEC#: , 8-70885

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

2101 Rosecrans Avenue Suite 4255, El Segundo, CA 90245

Mailing Address

2101 Rosecrans Avenue Suite 4255, El Segundo, CA 90245

Phone number

(310) 321-4400

Established

California since 05/31/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (11 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MABRA HOLDINGS LLC	MEMBER
ROMERO, MONIQUE VICTORIA	FINOP/PFO/POO	6712654
YOUNG, WILLIAM MATTHEW	CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	4205625

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Douglas R. Gonsalves

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Douglas Ronald Gonsalves's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROTH CAPITAL PARTNERS, LLC

TRUIST SECURITIES, INC.

MOORELAND PARTNERS LLC

WEILD & CO.

THINKEQUITY LLC

SVB ALLIANT

THE SPARTAN GROUP

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA SECURITIES LLC

BANCAMERICA SECURITIES, INC.

BA INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/16/1993

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/17/1993

Series 24

Date: 11/30/2000

FINRA

Current Firm

CRITICALPOINT PARTNERS LLC

Contact information

FINRA licenses (11 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CRITICALPOINT PARTNERS LLC

TRUST BUT VERIFY

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