Karyn K. Griffin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karyn Kay Griffin was a registered financial professional .
Karyn is a previously registered financial professional and started their career in finance in 1993. Karyn had worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 22 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2014 - October 10, 2014
JANCO PARTNERS, INC.
August 12, 2011 - November 9, 2012
SPENCER EDWARDS, INC.
August 14, 2009 - November 8, 2010
LJS CAPITAL, LLC
January 28, 2009 - August 19, 2009
BLUE MOON FINANCIAL, LLC
February 24, 2003 - April 30, 2003
PARK AVENUE SECURITIES LLC
February 9, 1994 - March 22, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 15, 1993 - January 5, 1994
WALNUT STREET SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JANCO PARTNERS, INC.
CRD#: 40055 / SEC#: , 8-48954
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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