Sean L. Klinkowize
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Loel Klinkowize was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 1993. Sean had worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 6, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2011 - May 27, 2015
TS IMAGINE BROKERAGE SERVICES, LLC
June 2, 2009 - July 12, 2010
BLOOMBERG TRADEBOOK LLC
August 20, 1998 - December 19, 2007
BLOOMBERG TRADEBOOK LLC
November 18, 1994 - January 26, 1998
ROYCE INVESTMENT GROUP, INC.
June 14, 1993 - September 23, 1994
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
June 14, 1993 - March 3, 1995
ROBERT W. BAIRD & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TS IMAGINE BROKERAGE SERVICES, LLC
CRD#: 146283 / SEC#: , 8-67807
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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