JD
Joseph S. Durbin
BROOKSTONE WEALTH ADVISORS
Peoria, AZ
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CRD#: 2356504
JD
Professional summary
Joseph Steven Durbin, who also goes by Joe Durbin, Joey Durbin, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Peoria, Arizona.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Joseph has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe Durbin | Joey Durbin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Supplemental Benefit Solutions, Inc.; Investment Related; 7160 SW Fir Loop, Suite 103, Portland, OR 97223; Insurance Sales; Owner/President; Started 02/2003; 172 Hours/Month Devoted; 140 Hours/Month Devoted During Security Trading Hours; Administration Of Business And Fixed Insurance Sales. 2) Teaching educational classes and seminars to federal employees. Individual benefit analysis and report preparation. Classes taught either as an independtnt contractor of VEBS, Inc (533 S. Vinewood St. Escondido, CA 92029) or individually. Not investment related, ; employee benefit education, Independent contractor, 01/2010, 8 hrs/ mo . 8 hrs/mo during trading. (3) ID EXPERTS; NON INVESTMENT RELATED; 10300 SW GREENBURG RD, SUITE 570, PORTLAND, OR 97223; IDENTITY THEFT RESTORATION AND PROTECTION; INDEPENDENT CONTRACTOR; STARTED 09/2019; 5 HOURS/MONTH DEVOTED; 3 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER IDENTITY THEFT PRODUCTS TO CLIENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Steven Durbin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 15, 2017 - Present
BROOKSTONE WEALTH ADVISORS, LLC
RIA
CRD#: 137658
Peoria, AZ
Past
April 1, 2005 - December 31, 2007
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
PORTLAND, OR
Past
October 26, 1999 - April 13, 2005
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Past
July 13, 1993 - November 4, 1999
EQUITY SERVICES, INC.
BD
CRD#: 265
MONTPELIER, VT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(7/29/2022)
IAR
Arkansas(10/25/2021)
IAR
Oregon(12/15/2017)
IAR
Washington(10/21/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
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Contact information
Main Address
1745 S Naperville Rd Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
244
SEC notice filing (52 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
