James J. Mccarvill
Professional summary
James John Mccarvill, who also goes by James John Mccarvill Jr, James John Jr Mccarvill, is a registered financial professional currently at MCP SECURITIES, LLC located in Port Washington, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 1995. James has worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James John Mccarvill's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2015 - Present
MCP SECURITIES, LLC
January 22, 2015 - July 21, 2015
V2V SECURITIES LLC
August 28, 2014 - December 2, 2014
BEDMINSTER FINANCIAL GROUP, LIMITED
September 12, 2011 - August 8, 2014
FIRST AVENUE
May 20, 2010 - November 10, 2011
MADISON WILLIAMS AND COMPANY
August 6, 2009 - May 19, 2010
EATON PARTNERS, LLC
May 6, 2003 - July 31, 2009
EATON PARTNERS, LLC
June 16, 2000 - April 21, 2003
LEHMAN BROTHERS INC.
May 13, 1999 - April 7, 2000
BANC OF AMERICA SECURITIES LLC
June 21, 1995 - April 28, 1999
FARRELL MARSH & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/6/2017)
(10/11/2017)
(3/10/2020)
(7/7/2015)
(5/20/2016)
(8/19/2015)
(11/3/2017)
(9/6/2017)
(7/30/2015)
(12/19/2017)
(4/21/2020)
(5/4/2016)
(1/30/2020)
(4/25/2018)
(5/22/2024)
(4/13/2020)
(9/5/2017)
(7/7/2015)
(9/6/2017)
(9/19/2017)
(4/25/2016)
(2/18/2020)
(3/22/2024)
(3/27/2020)
(5/11/2016)
(7/30/2015)
(7/7/2015)
(9/13/2017)
(5/11/2016)
(10/11/2017)
(9/5/2017)
(5/17/2024)
(2/20/2018)
(4/25/2018)
(12/4/2017)
(12/1/2015)
(1/23/2020)
(5/22/2024)
(3/7/2018)
(9/20/2017)
(4/25/2018)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MCP SECURITIES, LLC
CRD#: 152669 / SEC#: , 8-68473
Contact information
FINRA licenses (41 States and Territories)
Red Flags
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