Julia M. Hart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julia Maureen Hart, who also goes by Julia Maureen Carr, was a registered financial professional .
Julia is a previously registered financial professional and started their career in finance in 1993. Julia had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2014 - December 28, 2015
QUESTAR ASSET MANAGEMENT, INC.
February 7, 2012 - December 28, 2015
QUESTAR CAPITAL CORPORATION
December 2, 2011 - February 10, 2012
PRUCO SECURITIES, LLC.
May 12, 2010 - December 2, 2010
FSC SECURITIES CORPORATION
February 1, 2005 - June 27, 2008
WALNUT STREET SECURITIES, INC.
February 26, 2001 - January 26, 2005
WALNUT STREET SECURITIES, INC.
September 20, 1993 - December 8, 2000
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
