Norman Slugh

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CRD#: 2356109

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Norman Slugh was a registered financial professional .

Norman is a previously registered financial professional and started their career in finance in 1979. Norman had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 6, 1979 - August 19, 2003

SLUGH SECURITIES CORP

CRD#: 33046

MANALAPAN, NJ

State Registrations and Notice Filings

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Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

SLUGH SECURITIES CORP

CRD#: 33046 / SEC#: , 8-24405

Terminated by SEC on 09/05/2004

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Contact information

Main Address

Mailing Address

Phone number

Established

New York since 10/18/1979

Firm type

Corporation

Fiscal year end

October

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
SLUGH, NORMAN	PRESIDENT/ SECY/ TREAS/ DIRECTOR	2356109

Red Flags

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