Stephen D. Goodman

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CRD#: 2356082

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stephen Dewey Goodman was a registered financial professional .

Stephen is a previously registered financial professional and started their career in finance in 1993. Stephen had worked at 7 firms and has passed the Series 65, Series 63, Series 87, Series 86, Series 16 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 19, 2013 - July 1, 2016

MKD WEALTH

RIA

CRD#: 144994

AUBURN HILLS, MI

Past

August 10, 2011 - September 13, 2012

CAPELLI FINANCIAL SERVICES INC

RIA

CRD#: 106610

BLOOMFIELD HILLS, MI

Past

April 24, 2006 - February 5, 2008

MEEDER DISTRIBUTION SERVICES, INC.

CRD#: 36773

DUBLIN, OH

Past

June 9, 1998 - May 3, 2005

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

December 16, 1994 - February 19, 1998

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

March 26, 1994 - December 7, 1994

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

Past

August 4, 1993 - February 24, 1994

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 4, 1993 - February 24, 1994

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MKD WEALTH

CRD#: 144994 / SEC#: 801-68330

RIA

Registered Investment Advisory firm - (9/25/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/8/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/28/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 87

Date: 10/22/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 9/28/2004

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 16

Date: 9/6/1996

NYSE Supervisory Analyst Examination

General Industry/Product Exam

Series 7

Date: 5/25/1993

General Securities Representative Examination

Current Firm

MKD WEALTH

CRD#: 144994 / SEC#: 801-68330

RIA

Registered Investment Advisory firm - (9/25/2007 Approved)

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Contact information

Main Address

1301 W. Long Lake Road Suite 210, Troy, MI 48098

Mailing Address

Phone number

(248) 418-5100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MKD FORM ADV PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,125
AUM (Assets Under Management)	$ 425,824,419

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/26/2025	Cover Page	Report
12/03/2024	Cover Page	Report
10/17/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen D. Goodman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAPELLI FINANCIAL SERVICES INC

MEEDER DISTRIBUTION SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

ESSEX NATIONAL SECURITIES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

MKD WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 8/8/2011

Series 63

Date: 5/28/1993

Series 87

Date: 10/22/2004

Series 86

Date: 9/28/2004

Series 16

Date: 9/6/1996

Series 7

Date: 5/25/1993

Current Firm

MKD WEALTH

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MKD WEALTH

TRUST BUT VERIFY

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