CG
Charles E. Gelo
TRUBEE WEALTH ADVISORS
Buffalo, NY 14225
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CRD#: 2356060
CG
Professional summary
Charles Ernest Gelo is a registered financial advisor currently at TRUBEE WEALTH ADVISORS, INC. located in Buffalo, New York.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Charles has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: Crosswinds Community Homeowners, Inc. INVESTMENT RELATED: No ADDRESS: Dewittville, New York BUSINESS NATURE: Homeowners Association POSITION: Treasurer RELATIONSHIP: Homeowner START DATE: TBD APPROX # HOURS: 20-30 annually HOURS DURING TRADING HRS: 0 DESCRIPTION: Administrative tasks relating to community finance. Quarterly board and annual homeowners meetings. Has hired a CPA to handle all the finances for the community.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Ernest Gelo's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Charles Ernest Gelo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 2, 2019 - Present
TRUBEE WEALTH ADVISORS, INC.
Office #1: 600 Airborne Pkwy Suite #120, Buffalo, NY 14225Office #2: 600 Airborne Pkwy Suite #120, Buffalo, NY 14225RIA
BD
CRD#: 3618
Buffalo, NY
Current
April 27, 2009 - Present
TRUBEE WEALTH ADVISORS, INC.
Office #1: 600 Airborne Pkwy Suite #120 Fax # 716-849-0144, Buffalo, NY 14225Office #2: 600 Airborne Pkwy Suite #120, Buffalo, NY 14225RIA
BD
CRD#: 3618
Buffalo, NY
Past
April 28, 1997 - May 12, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
WILLIAMSVILLE, NY
Past
July 28, 1995 - April 25, 1997
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Past
June 15, 1993 - July 31, 1995
CITISTREET EQUITIES LLC
BD
CRD#: 7447
SOMERSET, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TRUBEE WEALTH ADVISORS, INC.
TRUBEE WEALTH ADVISORS, INC | TRUBEE, COLLINS & CO., INC. | TRUBEE, COLLINS & CO. | TRUBEE WEALTH ADVISORS, INC.
CRD#: 3618 / SEC#: 801-70259, 8-2142
RIA
Registered Investment Advisory firm - SEC (6/11/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/26/2012)
RR
California(7/26/2012)
RR
District of Columbia(8/22/2025)
RR
Florida(7/6/2009)
RR
Georgia(11/18/2015)
RR
Indiana(1/25/2021)
RR
Kentucky(9/10/2024)
RR
Maryland(6/23/2009)
RR
Michigan(5/9/2019)
RR
New York(4/27/2009)
IAR
New York(5/23/2021)
RR
North Carolina(5/11/2010)
RR
Ohio(7/30/2009)
RR
Pennsylvania(6/17/2009)
RR
Rhode Island(7/18/2023)
RR
South Carolina(7/15/2009)
RR
Texas(8/5/2009)
IAR
Texas(10/2/2019)
RR
Virginia(6/26/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TRUBEE WEALTH ADVISORS, INC.
TRUBEE WEALTH ADVISORS, INC | TRUBEE, COLLINS & CO., INC. | TRUBEE, COLLINS & CO. | TRUBEE WEALTH ADVISORS, INC.
CRD#: 3618 / SEC#: 801-70259, 8-2142
RIA
Registered Investment Advisory firm - SEC (6/11/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
600 Airborne Pkwy Suite #120 Suite #120, Buffalo, NY 14225
Mailing Address
600 Airborne Pkwy Suite #120, Buffalo, NY 14225
Phone number
(716) 849-1401
Established
New York since 01/01/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
17
SEC notice filing (12 States and Territories)
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PICTOR, WILLIAM ROBERT | VICE PRESIDENT | 858533 |
| SHINE, JOHN DAVID | PRESIDENT, BRANCH MANAGER, & CEO | 6416650 |
| TURK, THOMAS RICHARD | VICE PRESIDENT | 723048 |
| BOWEN, JEFFREY ALLAN | VICE PRESIDENT, SROP, CROP | 832583 |
| EMBLIDGE, ANNE JENNIFER | FINANCIAL ADVISOR | 6778677 |
| GELO, CHARLES ERNEST | VICE PRESIDENT | 2356060 |
| INGOLD, NICHOLAS ALEXANDER | VICE PRESIDENT | 5189327 |
| STEINWALD, HARRISON MICHAEL | FINOP AND CFO | 5978062 |
| VERBANIC, NICHOLAS | VICE PRESIDENT | 2229305 |
| REINARD-KOPSA, PATRICIA EDITH | CHIEF COMPLIANCE OFFICER | 2101387 |
| VOSSLER, THOMAS GERARD | VICE PRESIDENT | 1036328 |
Regulatory assets under management
| Total Number of Accounts | 1,265 |
| AUM (Assets Under Management) | $ 724,206,069 |
Disclosures
| Regulatory Event | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 07/28/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUBEE WEALTH ADVISORS, INC.
CRD#: 3618Buffalo, NY 14225TRUST BUT VERIFY
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Contact information
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