Kathleen M. Genaske
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathleen Margaret Genaske, who also goes by Kathleen Margaret Clark, Katie Clark, was a registered financial professional .
Kathleen is a previously registered financial professional and started their career in finance in 1993. Kathleen had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2004 - January 8, 2015
DONEGAL SECURITIES, INC.
July 1, 2003 - February 11, 2004
DOMINARI SECURITIES LLC
November 24, 1993 - July 20, 2001
VOYA FINANCIAL PARTNERS, LLC
November 15, 1993 - November 24, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DONEGAL SECURITIES, INC.
CRD#: 128447 / SEC#: , 8-66137
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
