Edwin J. Jeanpierre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edwin Jean Jeanpierre, who also goes by Edwin Jeanpierre, Edwin Jean Pierre, was a registered financial professional .
Edwin is a previously registered financial professional and started their career in finance in 1993. Edwin had worked at 15 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2006 - March 9, 2007
NATIONAL SECURITIES CORPORATION
January 2, 2003 - June 23, 2006
GUNNALLEN FINANCIAL, INC
November 10, 2000 - June 22, 2001
J.P. TURNER & COMPANY, L.L.C.
April 3, 2000 - November 20, 2000
BARRON CHASE SECURITIES, INC.
September 16, 1999 - November 22, 1999
VFINANCE INVESTMENTS, INC
April 23, 1999 - October 8, 1999
CARIBBEAN SECURITIES LLC
February 4, 1999 - March 29, 1999
REPUBLIC EQUITIES OF AMERICA LTD
April 19, 1998 - December 15, 1998
MONTROSE CAPITAL MANAGEMENT LTD.
June 19, 1997 - December 11, 1998
J.W. BARCLAY & CO., INC.
November 19, 1996 - April 15, 1997
BROWNSTONE CAPITAL CORP.
April 22, 1996 - November 20, 1996
NORTHEAST SECURITIES, LLC
March 21, 1995 - June 4, 1996
LCP CAPITAL CORP.
December 16, 1994 - February 24, 1995
FAB SECURITIES OF AMERICA, INC.
February 10, 1994 - August 24, 1994
FIRST ASSET MANAGEMENT, INC.
June 21, 1993 - February 1, 1994
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
