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EJ

Edwin Jean Jeanpierre

CRD# 2355980·Registered 1993 - 2007
Previously Registered: Being a previously registered professional could mean that Edwin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Edwin Jean Jeanpierre, who also goes by Edwin Jeanpierre, Edwin Jean Pierre, was a registered financial advisor. Edwin was a previously registered financial professional and started their career in finance 1993 - 2007. Edwin had worked at 15 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Edwin Jeanpierre, Edwin Jean Pierre

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years registered in the securities industry

Current & Past Employments

Past

NATIONAL SECURITIES CORPORATIONPast·CRD# 7569
BD
Tampa, FL
July 20, 2006 - March 9, 2007
GUNNALLEN FINANCIAL, INCPast·CRD# 17609
BD
Tampa, FL
January 2, 2003 - June 23, 2006
J.P. TURNER & COMPANY, L.L.C.Past·CRD# 43177
BD
Atlanta, GA
November 10, 2000 - June 22, 2001
BARRON CHASE SECURITIES, INC.Past·CRD# 18969
BD
Boca Raton, FL
April 3, 2000 - November 20, 2000
VFINANCE INVESTMENTS, INCPast·CRD# 44962
BD
Boca Raton, FL
September 16, 1999 - November 22, 1999
CARIBBEAN SECURITIES LLCPast·CRD# 43385
BD
New York, NY
April 23, 1999 - October 8, 1999
REPUBLIC EQUITIES OF AMERICA LTDPast·CRD# 41881
BD
Red Bank, NJ
February 4, 1999 - March 29, 1999
MONTROSE CAPITAL MANAGEMENT LTD.Past·CRD# 40799
BD
New York, NY
April 19, 1998 - December 15, 1998
J.W. BARCLAY & CO., INC.Past·CRD# 23350
BD
Woodbridge, NJ
June 19, 1997 - December 11, 1998
BROWNSTONE CAPITAL CORP.Past·CRD# 14055
BD
New York, NY
November 19, 1996 - April 15, 1997
NORTHEAST SECURITIES, LLCPast·CRD# 25996
BD
Mitchelfield, NY
April 22, 1996 - November 20, 1996
LCP CAPITAL CORP.Past·CRD# 14469
BD
Staten Island, NY
March 21, 1995 - June 4, 1996
FAB SECURITIES OF AMERICA, INC.Past·CRD# 28212
BD
New York, NY
December 16, 1994 - February 24, 1995
FIRST ASSET MANAGEMENT, INC.Past·CRD# 17341
BD
Garden City, NY
February 10, 1994 - August 24, 1994
CHATFIELD DEAN & CO., INC.Past·CRD# 14714
BD
Greenwood Village, CO
June 21, 1993 - February 1, 1994

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Current Firm

NS
NATIONAL SECURITIES CORPORATION

NAT'L SECURITIES CORP | WASHINGTON NATIONAL SECURITIES CORPORATION | NTL INSURANCE AGENCY | NSC INSURANCE AGENCY | NATIONAL SECURITIES OF WASHINGTON | NATIONAL SECURITIES CORPORATION | NATIONAL SECURITIES CORP OF WASHINGTON STATE

CRD#: 7569 / SEC#: 8-164
BD
Terminated by SEC on 10/20/2022

Contact Information

Established

Washington since 01/06/1947

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Large

Documents

Direct owners and executive officers

NamePositionCRD#
NATIONAL HOLDINGS CORPORATIONPARENT, OWNER—
MARKUNAS, MICHAELCHIEF COMPLIANCE OFFICER1832307

Disclosures

Regulatory Event

66

Arbitration

16

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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