GA
Glenn S. Allan
CAPITAL ANALYSTS
AMHERST, MA 01002
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CRD#: 2355947
GA
Professional summary
Glenn Stewart Allan is a registered financial advisor currently at CAPITAL ANALYSTS located in Amherst, Massachusetts and LINCOLN INVESTMENT located in Amherst, Massachusetts.
Glenn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Glenn has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AMHERST INSURANCE AGCY INC POSITION: OWNER (50%) NATURE: PROPERTY & CASUALTY INVESTMENT RELATED: YES NUMBER OF HOURS: 100 INVESTMENT RELATED HOURS: 100 START DATE: 12/21/2012 ADDRESS: 20 GATEHOUSE RD, AMHERST MA 01002 DESCRIPTION: PRODUCE PROPERTY AND CASUALTY INSURANCE BUSINESS. OVERSEE DAILY ACTIVITIES OF EMPLOYEES RAG ASSOCIATES LLC POSITION: OWNER/PARTNER NATURE: REAL ESTATE OWNERSHIP INVESTMENT RELATED: YES NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 5 START DATE: 12/21/2012 ADDRESS: 20 GATEHOSUE RD, AMHERST MA 01002 DESCRIPTION: RENTAL AGENT PROPERTY MANAGER AMHERST GOLF CLUB POSITION: At large board member NATURE: Golf Club INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/19/2024 ADDRESS: 365 South Pleasant St, Amherst MA 01002, United States DESCRIPTION: Attend Board meetings. Make recommendations and support running golf club.
CRS (Client Relationship Summary) - RIA
Click below to view Glenn Stewart Allan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 19, 2012 - Present
CAPITAL ANALYSTS
Office #1: 20 Gatehouse Rd, Amherst, MA 01002RIA
CRD#: 162200
AMHERST, MA
Current
June 1, 2012 - Present
LINCOLN INVESTMENT
Office #1: 20 Gatehouse Road, Amherst, MA 01002RIA
BD
CRD#: 519
Amherst, MA
Past
April 6, 1995 - June 1, 2012
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
AMHERST, MA
Past
August 13, 1993 - April 6, 1995
FIDELITY EQUITY SERVICES CORPORATION
BD
CRD#: 17455
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CAPITAL ANALYSTS
CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
RIA
Registered Investment Advisory firm - (4/17/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/2/2012)
RR
Maine(6/24/2025)
RR
Massachusetts(6/1/2012)
IAR
Massachusetts(6/19/2012)
RR
New Hampshire(11/5/2020)
RR
New York(2/26/2013)
RR
Texas(1/4/2019)
RR
Virginia(6/1/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CAPITAL ANALYSTS
CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
RIA
Registered Investment Advisory firm - (4/17/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232
Mailing Address
Phone number
(800) 242-1421
Established
Firm type
Fiscal year end
# of Employees
739
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,578 |
| AUM (Assets Under Management) | $ 8,713,202,466 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2024 | ||
| 09/27/2023 | ||
| 03/29/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAPITAL ANALYSTS
CRD#: 162200Amherst, MA 01002TRUST BUT VERIFY
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