Thomas H. Craft

GATEWAY ASSET MANAGEMENT

Independence, OH 44131

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CRD#: 2355883

Professional summary

Thomas Henry Craft JR, who also goes by Thomas Henry Craft, is a registered financial advisor currently at GATEWAY ASSET MANAGEMENT, LLC located in Independence, Ohio.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Thomas has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Henry Craft

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). ARISTA FINANCIAL GROUP, NON INVESTMENT RELATED, 7007 SPRAGUE ROAD, INDEPENDENCE, OH, TAX PLANNING SINCE 1/2000, APPROX 2 HOURS PER MONTH. 2) GATEWAY FINANCIAL ADVISORS, INVESTMENT RELATED, SAME OFFICE ADDRESS, INSURANCE AGENT, SINCE AUG 2016 TO PRESENT; SPENDS APPROX 8 HOURS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Henry Craft JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 18, 2020 - Present

GATEWAY ASSET MANAGEMENT, LLC

Office #1: 2 Summit Park Drive Suite 100, Independence, OH 44131

RIA

CRD#: 311521

Independence, OH

Past

September 1, 2016 - February 16, 2021

BELPOINTE ASSET MANAGEMENT LLC

RIA

CRD#: 143440

INDEPENDENCE, OH

Past

August 25, 2016 - September 20, 2016

BARTLEY FINANCIAL ADVISORS, LLC

RIA

CRD#: 124293

Independence, OH

Past

December 14, 2007 - August 17, 2016

OSAIC FA, INC.

RIA

CRD#: 3978

CLEVELAND, OH

Past

December 13, 2007 - August 17, 2016

OSAIC FA, INC.

CRD#: 3978

CLEVELAND, OH

Past

March 28, 2005 - January 2, 2008

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

BROADVIEW HTS, OH

Past

April 11, 2001 - March 28, 2005

CAMBRIDGE INVESTMENT RESEARCH, INC.

RIA

CRD#: 39543

BROADVIEW HTS, OH

Past

March 19, 2001 - December 21, 2007

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

BROADVIEW HTS, OH

Past

February 13, 2001 - March 6, 2001

DONAHUE SECURITIES, INC.

CRD#: 24330

CINCINNATI, OH

Past

December 3, 1997 - January 27, 2000

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

KANSAS CITY, MO

Past

June 3, 1993 - December 3, 1997

CINCINNATI ANALYSTS, INC.

CRD#: 5478

CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(12/18/2020)

IAR

Texas
(2/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/24/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/17/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/18/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/2/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 3/8/2003

Investment Company Products/Variable Contracts Principal Examination

Current Firm

GATEWAY ASSET MANAGEMENT, LLC

CRD#: 311521 / SEC#:

Ohio

Registered Investment Advisory firm - (12/17/2020 Approved)

Texas

Registered Investment Advisory firm - (1/27/2021 Conditional Restricted)

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Contact information

Main Address

2 Summit Park Drive Suite 100, Independence, OH 44131

Mailing Address

Phone number

(440) 484-3258

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	348
AUM (Assets Under Management)	$ 58,411,234

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas H. Craft

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Henry Craft JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

BELPOINTE ASSET MANAGEMENT LLC

BARTLEY FINANCIAL ADVISORS, LLC

OSAIC FA, INC.

OSAIC FA, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

DONAHUE SECURITIES, INC.

SUNSET FINANCIAL SERVICES, INC.

CINCINNATI ANALYSTS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/24/2004

SIE

Date: 8/17/2016

Series 7

Date: 6/18/2004

Series 6

Date: 6/2/1993

Series 26

Date: 3/8/2003

Current Firm

GATEWAY ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GATEWAY ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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