Mitchell B. Dow
Professional summary
Mitchell Brian Dow was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mitchell is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Mitchell had worked at 2 firms, which includes CURRENCY TRADING INTERNATIONAL INC., K MICHAEL & COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 1995 - January 3, 1996
CURRENCY TRADING INTERNATIONAL, INC.
June 9, 1995 - June 20, 1995
CURRENCY TRADING INTERNATIONAL, INC.
February 15, 1995 - May 22, 1995
CURRENCY TRADING INTERNATIONAL, INC.
May 26, 1993 - July 7, 1993
K MICHAEL & COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 15
Date: 5/17/1993
Foreign Currency Options ExaminationCurrent Firm
CURRENCY TRADING INTERNATIONAL, INC.
CRD#: 35299 / SEC#: , 8-46643
Contact information
Documents
Red Flags
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