ML
Michael A. Leavy
INTEGRIS WEALTH MANAGEMENT
Monterey, CA 93940
Some features on this profile are disabled
CRD#: 2355672
ML
Professional summary
Michael Aaron Leavy, who also goes by Michael Leavy, is a registered financial advisor currently at INTEGRIS WEALTH MANAGEMENT, LLC located in Monterey, California.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Michael has worked at 1 firm and has passed the Series 65 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Leavy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) FOXY COUTURE, SPOUSE'S BUSINESS; NOT INVESTMENT RELATED; RETAIL SALES; 25496 CARMEL KNOLLS DRIVE, CARMEL, CA 93923; ADVISER; START DATE 2004; APPROXIMATE 20 HOURS/MONTH, 0 DURING TRADING HOURS.
(2) Harmony at Home; non-investment related business; 3785 Via Nona Marie, Suite 300, Carmel, California, 93923; non-profit organization providing social services; director, treasurer; director since 2004; devote approximately 15 hours per month, approximately 3 hours per month during trading hours (manage the endowment for $0 fees); serve on board of directors, vote on matters related to management of the organization in that capacity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Aaron Leavy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 4, 2015 - Present
INTEGRIS WEALTH MANAGEMENT, LLC
Office #1: 435 Washington Street Suite A, Monterey, CA 93940RIA
CRD#: 111336
Monterey, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INTEGRIS WEALTH MANAGEMENT, LLC
GIFFORD LEHMAN ADVISORY SERVICES | LEHMAN, GIFFORD R | LEHMAN & LEAVY WEALTH MANAGEMENT | L&L WEALTH MANAGEMENT, LLC | INTEGRIS WEALTH MANAGEMENT, LLC | GIFFORD ROBERT LEHMAN
CRD#: 111336 / SEC#: 801-66376
RIA
Registered Investment Advisory firm - (3/13/2006 Approved)California
Registered Investment Advisory firm - (3/20/2006 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/4/2015)
IAR
Texas(1/31/2024)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
INTEGRIS WEALTH MANAGEMENT, LLC
GIFFORD LEHMAN ADVISORY SERVICES | LEHMAN, GIFFORD R | LEHMAN & LEAVY WEALTH MANAGEMENT | L&L WEALTH MANAGEMENT, LLC | INTEGRIS WEALTH MANAGEMENT, LLC | GIFFORD ROBERT LEHMAN
CRD#: 111336 / SEC#: 801-66376
RIA
Registered Investment Advisory firm - (3/13/2006 Approved)California
Registered Investment Advisory firm - (3/20/2006 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
435 Washington Street Suite A, Monterey, CA 93940
Mailing Address
Phone number
(831) 333-1717
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,037 |
| AUM (Assets Under Management) | $ 635,103,248 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INTEGRIS WEALTH MANAGEMENT, LLC
CRD#: 111336Monterey, CA 93940TRUST BUT VERIFY
Monitor Michael Leavy
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
