Troy A. Levy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Troy Andrew Levy was a registered financial professional .
Troy is a previously registered financial professional and started their career in finance in 1993. Troy had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 1998 - December 2, 1998
SCHONFELD SECURITIES, LLC
June 24, 1998 - October 7, 1998
EMERSON BENNETT & ASSOCIATES
April 30, 1998 - June 9, 1998
BARRON CHASE SECURITIES, INC.
September 4, 1997 - April 27, 1998
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
November 21, 1995 - May 8, 1997
INVESTORS ASSOCIATES, INC.
March 24, 1995 - November 29, 1995
ROYAL PALM INVESTMENTS, LTD.
December 20, 1994 - March 31, 1995
GRUNTAL & CO., L.L.C.
January 14, 1994 - December 20, 1994
JOSEPHTHAL & CO., INC.
November 29, 1993 - January 26, 1994
ADVEST, INC.
July 19, 1993 - August 17, 1993
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SCHONFELD SECURITIES, LLC
CRD#: 23304 / SEC#: , 8-40148
Contact information
Documents
Disclosures
| Regulatory Event | 19 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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