Lisa C. Greely

BERGER FINANCIAL GROUP

Bloomington, MN 55431

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CRD#: 2355586

Professional summary

Lisa Cherie Greely, who also goes by Lisa Cherie Amiot, is a registered financial advisor currently at BERGER FINANCIAL GROUP located in Bloomington, Minnesota.

Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Lisa has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lisa Cherie Amiot

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 1. Notary Public 2. Investment related 3. 8120 Penn Ave S, Suite 250, Bloomington, MN 55431 4. Notary Services 5. Notary Public 6. 10/2011 7. 1 hr/mo 8. 0 hrs during trading 2) 1. A&G Tax Services, LLC 2. Investment related 3. 8120 Penn Ave S, Suite 250, Bloomington, MN 55431 4. Tax Preparation 5. Owner 6. 10/1993 7. 45 hrs/mo 8. 35 hrs during trading 9. Tax preparation, filing of annual returns

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Cherie Greely's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 9, 2021 - Present

BERGER FINANCIAL GROUP

Office #1: 8120 Penn Ave S Suite 157, Bloomington, MN 55431

RIA

CRD#: 308174

Bloomington, MN

Past

February 8, 2021 - October 25, 2022

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Bloomington, MN

Past

March 12, 2015 - February 8, 2021

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

BLOOMINGTON, MN

Past

February 12, 2011 - February 8, 2021

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

BLOOMINGTON, MN

Past

July 9, 2001 - February 11, 2011

QA3 FINANCIAL CORP.

CRD#: 14754

BLOOMINGTON, MN

Past

October 28, 1999 - July 5, 2001

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BERGER FINANCIAL GROUP

CRD#: 308174 / SEC#: 801-118923

RIA

Registered Investment Advisory firm - (6/16/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(4/9/2021)

IAR

Texas
(4/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/11/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/21/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/18/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BERGER FINANCIAL GROUP

CRD#: 308174 / SEC#: 801-118923

RIA

Registered Investment Advisory firm - (6/16/2020 Approved)

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Contact information

Main Address

1695 State Hwy 169, Plymouth, MN 55441

Mailing Address

Phone number

(763) 746-2666

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BERGER FINANCIAL GROUP ADV PART 2A 2024 (2/20/2025)

Regulatory assets under management

Total Number of Accounts	10,333
AUM (Assets Under Management)	$ 2,500,753,183

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lisa C. Greely

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Cherie Greely's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

QA3 FINANCIAL CORP.

OSAIC WEALTH, INC.

Primary Firm SEC Registration

BERGER FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 11/11/1999

SIE

Date: 10/1/2018

Series 7

Date: 2/21/2005

Series 6

Date: 10/18/1999

Current Firm

BERGER FINANCIAL GROUP

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BERGER FINANCIAL GROUP

TRUST BUT VERIFY

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