Lawrence A. Donnell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Alexander Donnell, who also goes by Alex Donnell, was a registered financial advisor .
Lawrence is a previously registered financial advisor and started their career in finance in 1993. Lawrence had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2007 - April 9, 2010
HFG ADVISORS
September 11, 2002 - June 23, 2007
SECURITIES AMERICA ADVISORS, INC.
September 4, 2002 - April 1, 2010
SECURITIES AMERICA, INC.
May 10, 2000 - August 1, 2002
CUSO FINANCIAL SERVICES, L.P.
April 18, 2000 - August 1, 2002
CUSO FINANCIAL SERVICES, L.P.
May 14, 1999 - May 1, 2000
KEYBANC CAPITAL MARKETS INC.
June 17, 1996 - May 14, 1999
KEY INVESTMENTS INC.
June 11, 1993 - July 11, 1996
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
HFG ADVISORS
CRD#: 113511 / SEC#: 801-135030
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HFG ADVISORS
CRD#: 113511 / SEC#: 801-135030
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 554 |
| AUM (Assets Under Management) | $ 108,767,232 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
