Matthew Carreras

NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC

South Meriden, CT 06451-5118

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CRD#: 2355326

Professional summary

Matthew Carreras is a registered financial advisor currently at NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC located in South Meriden, Connecticut.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Matthew has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Wellspring Group LLC, Non-investment related Real Estate consulting and property management company in West Hartford, Connecticut. Managing member from January 2015. 1 hr a month during non business and non trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Carreras's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 30, 2023 - Present

NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC

Office #1: 79 Main Street, South Meriden, CT 06451-5118

RIA

CRD#: 109203

South Meriden, CT

Past

May 26, 1993 - February 26, 1996

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC

ELM CITY WEALTH MANAGEMENT | NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC

CRD#: 109203 / SEC#: 801-57122

RIA

Registered Investment Advisory firm - (12/30/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(4/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/9/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/18/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/25/1993

General Securities Representative Examination

Current Firm

NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC

ELM CITY WEALTH MANAGEMENT | NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC

CRD#: 109203 / SEC#: 801-57122

RIA

Registered Investment Advisory firm - (12/30/1999 Approved)

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Contact information

Main Address

79 Main Street, South Meriden, CT 06451-5118

Mailing Address

Phone number

(203) 935-0265

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NEW ENGLAND CAPITAL FINANCIAL ADVISORS (3/26/2025)

Regulatory assets under management

Total Number of Accounts	2,152
AUM (Assets Under Management)	$ 600,040,689

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew Carreras

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Carreras's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC

DB ALEX. BROWN LLC

Primary Firm SEC Registration

NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/9/2022

Series 63

Date: 6/18/1993

Series 7

Date: 5/25/1993

Current Firm

NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC

TRUST BUT VERIFY

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