Russell D. Shaw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Dell Shaw was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1993. Russell had worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 1995 - February 14, 1995
ARROW RESOURCES, INC.
August 16, 1993 - September 26, 1994
FIDELITY BROKERAGE SERVICES LLC
May 26, 1993 - June 25, 1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
May 26, 1993 - June 25, 1993
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ARROW RESOURCES, INC.
CRD#: 36374 / SEC#: , 8-47203
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
