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JT

James M. Tabacchi

SOUTH STREET SECURITIES LLC
New York, NY 10036
Some features on this profile are disabled
CRD#: 2355049
JT

Professional summary

James Michael Tabacchi, who also goes by James Tabacchi, is a registered financial professional currently at SOUTH STREET SECURITIES LLC located in New York, New York and AMERIVET SECURITIES, INC. located in New York, New York.

James is registered as a RR (Registered Representative) and started their career in finance in 1993. James has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

James Tabacchi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Michael Tabacchi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 31, 2006 - Present

SOUTH STREET SECURITIES LLC

Office #1: 1155 Sixth Ave 14th Floor, New York, NY 10036
BD
CRD#: 125202
New York, NY
Current

June 4, 2018 - Present

AMERIVET SECURITIES, INC.

Office #1: 1155 Avenue Of The Americas 14th Floor, New York, NY, 10036
RIA
BD
CRD#: 34786
New York, NY
Past

December 22, 2010 - January 31, 2011

DHF SERVICES LLC

BD
CRD#: 139308
NEW YORK, NY
Past

June 30, 2006 - December 1, 2010

DHF SERVICES LLC

BD
CRD#: 139308
NEW YORK, NY
Past

February 19, 2004 - January 31, 2006

OASIS TRADING LLC

BD
CRD#: 127930
NEW YORK, NY
Past

June 13, 2001 - May 27, 2003

THREE RIVERS SECURITIES LLC

BD
CRD#: 107887
NEW YORK, NY
Past

December 18, 1998 - September 7, 1999

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

May 12, 1998 - January 20, 2000

NEPTUNE SECURITIES FINANCE CORPORATION

BD
CRD#: 44244
NEW YORK, NY
Past

June 11, 1993 - December 18, 1998

CITICORP SECURITIES, INC.

BD
CRD#: 7474
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/31/2006)

Exams

State Security Law Exam
RR
Series 63
Date: 8/29/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/10/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 12/13/1994
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/20/1993
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AS
AMERIVET SECURITIES, INC.
AMERIVET SECURITIES, INC. | AMERIVET-DYMALLY SECURITIES, INC.

CRD#: 34786 / SEC#: , 8-46478

California
Registered Investment Advisory firm - SEC (1/18/2012 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1155 Avenue Of The Americas 14th Floor, New York, NY, 10036
Mailing Address
1155 Avenue Of The Americas 14th Floor, New York, NY, 10036
Phone number
(212) 803-5050
Established
Delaware since 11/13/2018
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
1

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
SOUTH STREET SECURITIES HOLDINGS INCOWNER
ANDERSON, JOSEPH BENJAMIN JR.DIRECTOR
KAY, STEVEN JAMESCO-CEO6857377
JOHNSON, ELTON JRDIRECTOR844428
JAZE, FLORIANCFO/COO5442771
JONES, ROBERT CAMPBELLPRESIDENT
KELLY, JOHN EDWARDCCO2087497
NAIDRICH, MICHAEL JOSEPHCO-CEO2446693
0

Disclosures

Regulatory Event6
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERIVET SECURITIES, INC.

CRD#: 34786New York, NY 10036

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