Linda A. Baulch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Ann Stanton Baulch, who also goes by Linda Stanton Nelson, Linda Ann Stanton, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1994. Linda had worked at 8 firms and has passed the Series 63, Series 65, Series 31, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2015 - April 13, 2017
PROVIDENT WEALTH ADVISORS, LLC
May 4, 2010 - November 12, 2013
IAS WEALTH MANAGEMENT, INC.
December 2, 2009 - February 8, 2010
EVOLVE SECURITIES, INC.
October 1, 2007 - December 31, 2007
STARLIGHT FUNDING INVESTMENTS, LLC
October 27, 2003 - September 28, 2005
TRADESTAR INVESTMENTS,INC.
October 22, 2003 - September 28, 2005
SELECT ADVISORY SERVICES, LLC
August 20, 2003 - September 28, 2005
FISERV INVESTOR SERVICES, INC.
November 29, 1994 - August 19, 2003
MORGAN STANLEY DW INC.
November 23, 1994 - August 19, 2003
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
PROVIDENT WEALTH ADVISORS, LLC
CRD#: 157392 / SEC#:
Contact information
Red Flags
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