Daniel T. Vonlehmden
Professional summary
Daniel Thomas Vonlehmden, who also goes by Daniel T Vonlehmden, is a registered financial professional currently at ALLIANZ LIFE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1993. Daniel has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Thomas Vonlehmden's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 3, 2014 - Present
ALLIANZ LIFE FINANCIAL SERVICES, LLC
Office #1: 5701 Golden Hills Drive, Minneapolis, MN 55416November 4, 2014 - November 21, 2014
CUSO FINANCIAL SERVICES, L.P.
June 5, 2014 - November 21, 2014
CUSO FINANCIAL SERVICES, L.P.
March 25, 2010 - May 16, 2014
COREBRIDGE CAPITAL SERVICES, INC.
March 6, 2009 - May 12, 2010
SAMUELS CHASE & CO., INC.
January 22, 2008 - February 10, 2009
PACIFIC SELECT DISTRIBUTORS, LLC
September 22, 1998 - January 15, 2008
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
October 20, 1995 - December 31, 2003
NATIONAL PLANNING CORPORATION
July 29, 1994 - April 18, 1995
FINANCIAL HORIZONS SECURITIES CORPORATION
July 12, 1993 - December 9, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/3/2014)
Exams
FINRA
Current Firm
ALLIANZ LIFE FINANCIAL SERVICES, LLC
CRD#: 612 / SEC#: , 8-13630
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA | OWNER | |
| DIAN, MATTHEW CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2246088 |
| GAUMOND, WILLIAM EDWARD | DIRECTOR | 5294073 |
| HELMEN, JOHN CURTIS | ASSISTANT VICE PRESIDENT, DISTRIBUTION NATIONAL ACCOUNTS | 4988276 |
| LORD-KRAHN, KRISTINE MARIE | CHIEF LEGAL OFFICER | 4241291 |
| THOMES, ERIC JON | CHIEF EXECUTIVE OFFICER | 4645308 |
| WALTHER, COREY JAY | PRESIDENT | 2398952 |
| WYSOCKI, REBECCA | PRINCIPAL FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | CHIEF FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | PRINCIPAL OPERATIONS OFFICER | 6558204 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
